DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Team Hewins, LLC
Latest filing Jul 22, 2026
First filing on the tape Mar 23, 2018 · 35 filings
SEC status approved since Apr 20, 2018
RAUM
$4.0B
reported, Item 5.F
Discretionary
50%
of RAUM
Private clients
62%
$2.4B individuals and HNW
Advisors
23
registered through the firm on IAPD
RAUM per advisor
$172M
derived; firm RAUM over IAPD count
Employees
29
21 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$4.0B as of Jul 22, 2026
Mar 21, 2019$1.8B then
HNW client RAUM$2.3B as of Jul 22, 2026
Mar 21, 2019$1.2B then
State-registered IARs (5.B.3)22 as of Jul 22, 2026
Mar 21, 201912 then
Employees (5.A)29 as of Jul 22, 2026
Mar 21, 201920 then
Private funds: no history
RAUM +16% over the last fiscal year+22% a year over threeIARs 20 to 22
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $172MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 24derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.6MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 50%derivedof RAUM
- Institutional
- 19%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 7.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $1.0B, 130 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.3B58%
- Corporations and businesses$760M19%
- State and municipal entities$568M14%
- Charitable organizations$141M3.6%
- Individuals$130M3.3%
- Pension and profit-sharing plans$57.7M1.5%
- Individual clients
- 247reported
- HNW clients
- 304reported
- Pension plan clients
- 9reported
- Charitable clients
- 8reported
- Accounts
- 2,260reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.0B for 130 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.62 fund_share=0.0 institutional_share=0.19 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
23 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Ryan Anderson | Foster City, Ca | May 29, 2018 | 11 y | 1 |
| John Matthew Bussel | Foster City, Ca | May 29, 2018 | 29 y | 2 |
| Carolyn Elizabeth KellyCertified Financial Planner | Foster City, Ca | May 29, 2018 | 19 y | 1 |
| Thuong Thanh ThienCertified Financial Planner | Foster City, Ca | May 29, 2018 | 17 y | 2 |
| Roger Colburn Hewins | Foster City, Ca | May 29, 2018 | 26 y | 2 |
| Patrice Margaret Cresci HornungCertified Financial Planner | Foster City, Ca | May 29, 2018 | 17 y | 2 |
| Karl Arthur SchwartzCertified Financial Planner | Foster City, Ca | May 29, 2018 | 17 y | 3 |
| Derek Joseph France | Foster City, Ca | May 29, 2018 | 11 y | 1 |
| Ka-Tye Koo | Foster City, Ca | May 29, 2018 | 13 y | 1 |
| Rachael Catherine GrattanCertified Financial Planner | Boca Raton, Fl | Jun 4, 2018 | 13 y | 2 |
| Clarice M NoletCertified Financial Planner | Foster City, Ca | Aug 12, 2019 | 18 y | 2 |
| Shelby Geree MillerCertified Financial Planner | Foster City, Ca | Feb 25, 2020 | 10 y | 0 |
| Mikhael Balachov | Foster City, Ca | Aug 10, 2021 | 20 y | 0 |
| Philip HerzbergCertified Financial Planner | Miami, Fl | Aug 12, 2021 | 21 y | 3 |
| Alireza HosseinlarCertified Financial Planner | Foster City, Ca | Sep 12, 2022 | 14 y | 0 |
| Deborah Ann PeriCertified Financial Planner | Foster City, Ca | Jul 3, 2024 | 24 y | 3 |
| Richard Alexander Larsen | Foster City, Ca | Sep 26, 2024 | 12 y | 0 |
| Hoyt Drynan | Foster City, Ca | Feb 17, 2025 | 11 y | 0 |
| Kaycia Marie Rossi | Boca Raton, Fl | Jun 19, 2025 | 13 y | 0 |
| Luke John Calhoun Hayes | Foster City, Ca | Sep 11, 2025 | 31 y | 0 |
| Margaret Elizabeth Avery | Foster City, Ca | Mar 20, 2026 | 12 y | 0 |
| Christina Danielle Gann MunguiaCertified Financial Planner | Foster City, Ca | Apr 29, 2026 | 11 y | 3 |
| Charles Wesley WoodCertified Financial Planner | Foster City, Ca | Jun 23, 2026 | 10 y | 2 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 4.3% of current headcount2 left over 36 months
Left, latest
- Zachary Joseph Riera to Osborne PartnersMar 2, 2026 · RIA to RIA
- Elena Song to Polaris Wealth Advisory GroupOct 2, 2023 · RIA to RIA
- Christina Danielle Gann Munguia to Vantage Wealth Management, LLCOct 21, 2019 · RIA to RIA
- Eric Donner to Independent Financial PartnersJan 2, 2019 · RIA to affiliated broker-dealer or bank
- Xinyi Li Cresci to Mercer Global Advisors Inc.Oct 12, 2018 · RIA to RIA
- Jedd Daniel Nicolas to Signator Investors, Inc.Oct 8, 2018 · RIA to affiliated broker-dealer or bank
Joined, latest
- Charles Wesley Wood from CorientJun 23, 2026 · RIA to RIA
- Christina Danielle Gann Munguia from Vantage Wealth Management, LLCApr 29, 2026 · RIA to RIA
- Deborah Ann Peri from Redwood Park AdvisorsJul 3, 2024 · RIA to RIA
- Philip Herzberg from Meira WealthAug 12, 2021 · RIA to RIA
- Elena Song from Aegis WealthMar 9, 2021 · RIA to RIA
- Zachary Joseph Riera from Wealth Architects, LLCJul 21, 2020 · RIA to RIA
- Clarice M Nolet from Wealth Architects, LLCAug 12, 2019 · RIA to RIA
- Eric Donner from Wipfli Financial Advisors, LLCJun 15, 2018 · RIA to a newly registered adviser
- Rachael Catherine Grattan from Wipfli Financial Advisors, LLCJun 4, 2018 · RIA to a newly registered adviser
- Patrice Margaret Cresci Hornung from Wipfli Hewins Investment Advisors LLCMay 29, 2018 · Other
- Karl Arthur Schwartz from Elko Financial AdvisorsMay 29, 2018 · Other
- Ka-Tye Koo from Wipfli Financial Advisors, LLCMay 29, 2018 · RIA to a newly registered adviser
- Christina Danielle Gann Munguia from Wipfli Financial Advisors, LLCMay 29, 2018 · RIA to a newly registered adviser
- Christopher Ryan Anderson from Wipfli Financial Advisors, LLCMay 29, 2018 · RIA to a newly registered adviser
- John Matthew Bussel from Wipfli Financial Advisors, LLCMay 29, 2018 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Wipfli Financial Advisors, LLCJun 1, 2018 · Redwood City, Ca
- 8 joined from Wipfli Financial Advisors, LLCJun 1, 2018 · Milwaukee, Wi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mikhael Balachov · Principal, Chief Executive Officer Financial Advisorcontrolsince 06/2023 · owns 10% to 25%
- Matthew John Bussel · Principal And Chief Investment Officercontrolsince 03/2018 · owns 10% to 25%
- Colburn Roger Hewins · Principal, Founding Membercontrolsince 06/2023 · owns 25% to 50%
- Roberts Martha Post · Principal, Founding Membercontrolsince 06/2023 · owns less than 5%
- Margaret Cresci Patrice Hornung · Principal, Senior Financial Advisor, Regional Directorsince 06/2018 · owns 10% to 25%
- Ka-Tye Koo · Principal, Chief Operating Officersince 06/2023 · owns 10% to 25%
- Anne Michelle Mccarthy · Chief Compliance Officersince 02/2023 · owns less than 5%
- Arthur Karl Schwartz · Principal, Senior Financial Advisorsince 04/2021 · owns 10% to 25%
- Thanh Thuong Thien · Principal, Senior Financial Advisorsince 05/2018 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Foster City, Ca · principal | 23 | 3 | 1 | ||
| Boca Raton, Fl | 6 | 0 | 0 | ||
| Miami, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Boca Raton, FL4 employees
- Miami, FL2 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 22, 2026HEWINS, ROGER, COLBURN (PRINCIPAL, FOUNDING MEMBER) left Schedule A between the filings of 2023-03-08 and 2026-07-22peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 22, 2026POST, MARTHA, ROBERTS (PRINCIPAL, FOUNDING MEMBER) left Schedule A between the filings of 2023-03-08 and 2026-07-22peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 22, 2026BUSSEL, JOHN, MATTHEW (PRINCIPAL AND CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2023-03-08 and 2026-07-22peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Charity clients · 7 to 8Jan 6, 2026 to Feb 24, 2026
- Accounts · 2,030 to 2,260Jan 6, 2026 to Feb 24, 2026
- Advisory employees · 18 to 21Jan 6, 2026 to Feb 24, 2026
- HNW clients · 290 to 304Jan 6, 2026 to Feb 24, 2026
- Individual clients · 218 to 247Jan 6, 2026 to Feb 24, 2026
- Pension plan clients · 8 to 9Jan 6, 2026 to Feb 24, 2026
- Assets in custody · $1.3B to $1.0BJan 6, 2026 to Feb 24, 2026
- Employees · 26 to 29Jan 6, 2026 to Feb 24, 2026
- State-registered IARs · 20 to 22Jan 6, 2026 to Feb 24, 2026
- Discretionary RAUM · $1.7B to $2.0BJan 6, 2026 to Feb 24, 2026
- HNW RAUM · $2.0B to $2.3BJan 6, 2026 to Feb 24, 2026
- Individual RAUM · $79.0M to $130MJan 6, 2026 to Feb 24, 2026
- Non-discretionary RAUM · $1.8B to $2.0BJan 6, 2026 to Feb 24, 2026
- Pension RAUM · $56.6M to $57.7MJan 6, 2026 to Feb 24, 2026
- RAUM · $3.4B to $4.0BJan 6, 2026 to Feb 24, 2026
- HQ city · REDWOOD CITY to FOSTER CITYFeb 27, 2025 to Jan 6, 2026
- Accounts · 1,729 to 2,030Feb 28, 2024 to Feb 27, 2025
- Advisory employees · 13 to 18Feb 28, 2024 to Feb 27, 2025
- Corporate clients · 5 to 6Feb 28, 2024 to Feb 27, 2025
- HNW clients · 273 to 290Feb 28, 2024 to Feb 27, 2025
- Individual clients · 208 to 218Feb 28, 2024 to Feb 27, 2025
- Pension plan clients · 9 to 8Feb 28, 2024 to Feb 27, 2025
- Assets in custody · $1.0B to $1.3BFeb 28, 2024 to Feb 27, 2025
- Employees · 23 to 26Feb 28, 2024 to Feb 27, 2025
- Financial planning clients · 251-500 to 251-500Feb 28, 2024 to Feb 27, 2025
- State-registered IARs · 18 to 20Feb 28, 2024 to Feb 27, 2025
- Discretionary RAUM · $1.5B to $1.7BFeb 28, 2024 to Feb 27, 2025
- HNW RAUM · $1.7B to $2.0BFeb 28, 2024 to Feb 27, 2025
- Individual RAUM · $111M to $79.0MFeb 28, 2024 to Feb 27, 2025
- Non-discretionary RAUM · $1.0B to $1.8BFeb 28, 2024 to Feb 27, 2025
- Pension RAUM · $52.3M to $56.6MFeb 28, 2024 to Feb 27, 2025
- RAUM · $2.5B to $3.4BFeb 28, 2024 to Feb 27, 2025
- Accounts · 1,547 to 1,729Oct 19, 2023 to Feb 28, 2024
- Advisory employees · 14 to 13Oct 19, 2023 to Feb 28, 2024
- HNW clients · 234 to 273Oct 19, 2023 to Feb 28, 2024
- Individual clients · 170 to 208Oct 19, 2023 to Feb 28, 2024
- Pension plan clients · 10 to 9Oct 19, 2023 to Feb 28, 2024
- Assets in custody · $922M to $1.0BOct 19, 2023 to Feb 28, 2024
- Other offices · 3 to 2Oct 19, 2023 to Feb 28, 2024
- Discretionary RAUM · $1.2B to $1.5BOct 19, 2023 to Feb 28, 2024
Signals
5 dated events
- Zachary Joseph Riera left Team Hewins, Llc for Osborne Partners (registered 2026-03-02)Mar 2, 2026 · Advisor changed firm · fact
- Team Hewins, Llc reported RAUM $3.4B, up 37% from $2.5B (2024-02-28 to 2025-02-27)Feb 27, 2025 · RAUM change · derived
- Lyn Michelle Eldridge (Principal And General Counsel) no longer on Schedule A of Team Hewins, Llc (listed 2023-10-19, absent 2024-02-28)Feb 28, 2024 · Control person left · inference
- Elena Song left Team Hewins, Llc for Polaris Wealth Advisory Group (registered 2023-10-13)Oct 2, 2023 · Advisor changed firm · fact
- Hewins, Llc filed its initial SEC registration (Form ADV)Mar 23, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Team Hewins, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@teamhewins.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 866-248-8678reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/team-hewinsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- teamhewins.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 650-620-3040reportedpublic record, Form ADV, Jul 22, 2026
- Contact form
- teamhewins.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- teamhewins.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $172Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026