DFX Intelligence
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Registered advisor
D••••• J• S••••
Feed of 09/15/2026
Also filed as D••••• S••••••••• J•••• S••••••••• J• S••••
At current firm
2 y
since May 10, 2024
In the industry
21 y
since Aug 1, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 10, 2024 · Hope, Ar
- E••••• J•••• national BDAug 3, 2020 to May 13, 2024 · Springfield, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 25, 2019 to Aug 3, 2020 · Springfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• F•••••••• L••left May 13, 2024, registered May 10, 2024 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Aug 3, 2020, registered Aug 3, 2020 (0 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedMay 13, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address