DFX Intelligence
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Team lift-out
4 advisors left E••••• J•••• for L•• F•••••••• L••
national BDtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Daniel J Seitz | Branson, Mo | May 13, 2024 | May 10, 2024 |
| Belinda L Rogers | Liberty, Mo | May 15, 2024 | May 14, 2024 |
| George Lawrence Panagos | St Louis, Mo | May 17, 2024 | May 17, 2024 |
| Mark Stanley Hornung | St Louis, Mo | May 29, 2024 | May 31, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- May 13, 2024 to May 29, 2024
- Registered next
- May 10, 2024 to May 31, 2024
- Branch state
- MO
- Cities
- 3, most in St Louis, Mo
- Registered there that day
- 20,494 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape