DFX Intelligence
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Registered advisor
A••••• W•••••• S••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
3 y
since Apr 26, 2023
In the industry
12 y
since Apr 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• P••••••• L•• independent RIA currentsince Apr 26, 2023 · Cincinnati, Oh
- C••••• P••••••• O••• L•• institutionalNov 22, 2019 to Apr 21, 2023 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C••••• P••••••• O••• L•• to C••••• P••••••• L••left Apr 21, 2023, registered Apr 26, 2023 (5 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address