DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Cerity Partners LLC

Independent wealth managerNew York, New YorkCRD 151559SEC 801-70719website IAPD

Latest filing Jul 13, 2026

First filing on the tape Mar 29, 2012 · 68 filings

SEC status approved since Oct 22, 2009

RAUM

$162B

reported, Item 5.F

Discretionary

90%

of RAUM

Private clients

71%

$114B individuals and HNW

Advisors

736

registered through the firm on IAPD

RAUM per advisor

$220M

derived; firm RAUM over IAPD count

Employees

1,529

1,102 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

68 filings and snapshots on the tape

RAUM$162B as of Jul 13, 2026

Mar 29, 2012$1.0B then

HNW client RAUM$107B as of Jul 13, 2026

Mar 29, 2018$5.9B then

State-registered IARs (5.B.3)663 as of Jul 13, 2026

Mar 29, 20120 then

Employees (5.A)1,529 as of Jul 13, 2026

Apr 1, 201355 then

Private funds10 as of Jul 13, 2026

Mar 29, 20221 then

RAUM +32% over the last fiscal year+45% a year over threeIARs 502 to 663offices 55 to 66

Practice profile

derived from the filing of Jul 13, 2026; every figure names its basis

Archetypes, each a printed rule

Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)

RAUM per advisor: $219MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 34derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $7.4MderivedHNW RAUM over HNW clients
Average account: $6.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 90%derivedof RAUM
Institutional: 24%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.1derivedItem 5.A over advisors
Advisors per office: 11.0derived67 offices incl. principal (1.F.5)
RAUM growth, one year: +32%derivedbetween the last two annual amendments
Advisor growth, one year: +32%derivedItem 5.B.3 between annual amendments
Client growth, one year: +32%derived
Compensation: percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Financial planning clients: 12,500reportedItem 5.H
Wrap fee program: participatesreportedItem 5.I
Custody: $30B, 14,094 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 13derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$107B66%
Pension and profit-sharing plans$21B13%
Charitable organizations$18B11%
Individuals$6.8B4.2%
Pooled investment vehicles$6.1B3.8%
Corporations and businesses$3.1B1.9%
State and municipal entities$27.4M0.0%
Investment companies$9.8M0.0%

Individual clients: 10,384reported
HNW clients: 14,561reported
Pension plan clients: 789reported
Charitable clients: 253reported
Accounts: 26,230reported
Financial planning clients: 12,500reported
Wrap fee programs: $0 sponsored, $124M managedreported
Custody of client assets: $30B for 14,094 clientsreported
Compensation: % of AUM, fixed, hourly, performancereported
Class basis: private_client_share=0.71 fund_share=0.04 institutional_share=0.24 related_bd=true related_bank=true bd_reps=9.0 bank_owner=falsederived

Advisors registered through the firm

739 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Kurt Patrick Miscinski	New York, Ny	Jan 13, 2010	30 y	0
Douglas Carl NardiChartered Financial Analyst	Chicago, Il	Apr 28, 2010	28 y	2
Steven Douglas SchonemanChartered Financial Analyst	New York, Ny	Jun 16, 2010	38 y	1
Karim H. K. AhamedChartered Financial Analyst	New York, Ny	Nov 23, 2010	21 y	3
Stephen Bennett NielanderChartered Financial Analyst	Irvine, Ca	Jun 11, 2012	26 y	1
Gerald Lawrence Larr	Costa Mesa, Ca	Jul 17, 2012	33 y	2
Robert Charles ShierCertified Financial Planner	Costa Mesa, Ca	Dec 5, 2012	34 y	5
Brian Tuan Tu	New York, Ny	Feb 13, 2013	24 y	2
Ignacio Alexandro Jimenez	Costa Mesa, Ca	Feb 13, 2013	26 y	3
Nicole Roxanne JokoCertified Financial Planner	Costa Mesa, Ca	Feb 13, 2013	25 y	4
Kathryn Gerber KennedyCertified Financial Planner	Chicago, Il	Dec 8, 2014	31 y	3
Erica Marie CameronCertified Financial Planner	New York, Ny	Oct 11, 2016	19 y	1
Robert Charles Smith	New York, Ny	Dec 9, 2016	33 y	1
Matthew S. OlverCertified Financial Planner	New York, Ny	Dec 9, 2016	29 y	1
Stephen Allen Malbasa	Cleveland, Oh	Dec 9, 2016	33 y	1
Anthony J. Basalla	Cleveland, Oh	Jul 20, 2017	16 y	2
Erica Edwards BunnellCertified Financial Planner	Chicago, Il	Dec 18, 2018	13 y	0
Spencer Mannix Roule	New York, Ny	Dec 19, 2018	12 y	0
Jorge Ivan SalazarCertified Financial Planner	Chicago, Il	Jan 29, 2019	14 y	0
Thomas Arthur KarstenCertified Financial Planner	New York, Ny	Apr 1, 2019	33 y	3
Mark Allen WakeleyCertified Financial Planner	New York, Ny	Apr 1, 2019	40 y	2
Jeffrey Charles PaladiniCertified Financial Planner	Fort Worth, Tx	Apr 1, 2019	25 y	3
Thomas Henry Richardson	Fort Worth, Tx	Apr 2, 2019	29 y	2
Jeffrey Scott Zych	Denver, Co	Apr 2, 2019	15 y	3
Gary Michael SilvermanChartered Financial Analyst	Chicago, Il	Apr 2, 2019	25 y	3
Peter Martin	Fort Worth, Tx	Apr 2, 2019	10 y	1
Constantine Charles MulliganChartered Financial Analyst	New York, Ny	Apr 24, 2019	18 y	3
Brandon Scott Tutak	Bloomfield Hills, Mi	May 8, 2019	10 y	2
Blake Anthony JohnsonCertified Financial Planner	New York, Ny	Aug 30, 2019	17 y	0
Patrick Joseph TobinCertified Financial Planner	Chicago, Il	Mar 3, 2020	17 y	1
Andrew Munson FisherChartered Financial Analyst	New York, Ny	Nov 9, 2020	28 y	2
Bonnie SuveerachaimontianChartered Financial Consultant	San Francisco, Ca	Nov 9, 2020	10 y	1
Matthew J Canner	New York, Ny	Dec 1, 2020	22 y	1
John Allen Hyman	New York, Ny	Dec 1, 2020	34 y	1
George Taylor Hubbard	Jackson, Wy	Dec 1, 2020	42 y	1
Emily J. Lynch	New York, Ny	Feb 3, 2021	13 y	1
Jake Peter ClemensCertified Financial Planner, Chartered Financial Analyst	New York, Ny	Feb 8, 2021	10 y	1
Isabel Rosen ScharmerChartered Financial Analyst	Boston, Ma	Feb 23, 2021	25 y	1
Sawyer T RothmannChartered Financial Analyst	New York, Ny	Feb 23, 2021	16 y	2
Justin Joseph DumouchelleCertified Financial Planner, Chartered Financial Analyst	New York, Ny	Feb 23, 2021	21 y	1

All 739 advisors at Cerity Partners LLC

Advisor movement

13 left, 114 joined in 12 months

net +101 in 12 months0 left in 90 days18 joined in 90 daysdeparture rate 1.8% of current headcount40 left over 36 months

Left, latest

William James Dion to Xypn Sapphire
Jun 3, 2026 · RIA to RIA
James Michael Erskine to Corington Wealth
Apr 23, 2026 · RIA to a state-registered adviser
Nicholas Vincent Di Palo to Modera Wealth Management, LLC
Apr 13, 2026 · RIA to RIA
Charles Wayan Schwab to Define Financial, LLC
Apr 7, 2026 · RIA to RIA
Owen Joseph Morrow to Clearstead; Clearstead Advisory Solutions
Mar 3, 2026 · RIA to RIA
Shadrack Frempong to Mariner
Feb 23, 2026 · RIA to affiliated broker-dealer or bank
Justin Michael Hobbs to Rivertree Wealth
Jan 20, 2026 · RIA to RIA
Zack Henry Payne to Leading Edge Financial Planning LLC
Jan 13, 2026 · RIA to RIA
Michael Syer to Mariner
Dec 11, 2025 · RIA to affiliated broker-dealer or bank
James Richard Keller to Keller Investment Advisors LLC
Nov 17, 2025 · RIA to a state-registered adviser
Caden Frank Sanchez to Ieq Capital, LLC
Oct 31, 2025 · RIA to RIA
Kyler William Stephens to Brown | Miller Wealth Management, LLC
Sep 25, 2025 · RIA to RIA
Jeffrey Michael Houghtby to D. M. Brenner, Inc.
Sep 22, 2025 · RIA to RIA
Matthew David Kirby to Brighton Jones LLC
Aug 26, 2025 · RIA to RIA
Adam Joseph Simoncelli to Mariner
Aug 5, 2025 · RIA to affiliated broker-dealer or bank

Joined, latest

Jack Boyland from Raymond James & Associates, Inc.
Sep 15, 2026 · Affiliated broker-dealer or bank to independent RIA
Eric Scott Holt from Bok Financial Private Wealth, Inc.
Sep 14, 2026 · RIA to RIA
Kimberly Ann Flynn from Cwm, LLC
Sep 9, 2026 · Affiliated broker-dealer or bank to independent RIA
Jenevieve J Lenz from Park Avenue Securities LLC
Sep 4, 2026 · Affiliated broker-dealer or bank to independent RIA
Matthew R Philips from Strategic Advisers LLC
Aug 13, 2026 · Affiliated broker-dealer or bank to independent RIA
James Blair Callahan from Jfg Family Office
Aug 10, 2026 · RIA to RIA
Shayn Richard Foley from Goldman Sachs Wealth Services, L.P.
Jul 17, 2026 · Affiliated broker-dealer or bank to independent RIA
John Lytle Jones from Edward Jones
Jul 17, 2026 · Affiliated broker-dealer or bank to independent RIA
Daniel Leonard Dunham from Dwr Wealth Management, LLC
Jul 15, 2026 · RIA to RIA
Hunter Patrick Pemrick from Rockefeller Capital Management
Jul 2, 2026 · Affiliated broker-dealer or bank to independent RIA
Brenda Kay Mccombs from Cordant Wealth Partners
Jul 1, 2026 · RIA to RIA
Isaac Eugene Presley from Cordant Wealth Partners
Jul 1, 2026 · RIA to RIA
Samuel Slusser from Cordant Wealth Partners
Jul 1, 2026 · RIA to RIA
Scott Elliott Gerlach from Cordant Wealth Partners
Jul 1, 2026 · RIA to RIA
Durham Olin Sundberg from Cordant Wealth Partners
Jul 1, 2026 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

6 joined from Cordant Wealth Partners
Jul 17, 2026 · Portland, Or · Firm absorbed
3 joined from Covenant Partners, LLC
Apr 15, 2026 · Nashville, Tn · Firm absorbed
4 joined from Running Point Capital Advisors LLC
Mar 30, 2026 · El Segundo, Ca · Firm absorbed
7 joined from Edge Financial Advisors, LLC
Mar 23, 2026 · Wheaton, Il · Firm absorbed
16 joined from Austin Private Wealth, LLC
Feb 18, 2026 · Austin, Tx · Firm absorbed
2 joined from Goldman Sachs Wealth Services, L.P.
Feb 4, 2026 · Cohoes, Ny
11 joined from Sol Capital Management Co
Jan 23, 2026 · Rockville, Md · Firm absorbed
3 joined from West Coast Financial, LLC
Oct 13, 2025 · Santa Barbara, Ca · Firm absorbed

Teams out Teams in

Private funds

12 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Ajw Ta Debt Fund LLC	Other Private Fund	$36.2M	43	Mar 28, 2024
Private Markets Opportunity Fund (Series I)		$25.6M	82	Jul 13, 2026
Ajw Ta Xv Fund LLC	Private Equity Fund	$19.6M	17	Mar 28, 2024
Private Markets Opportunity Fund (Series J)		$9.8M	26	Jul 13, 2026
Private Markets Opportunity Fund (Series C)	Other Private Fund	$6.5M	41	Mar 31, 2023
Private Markets Opportunity Fund (Series F)	Other Private Fund	$6.0M	42	Mar 28, 2024
Private Markets Opportunity Fund (Series H)no longer reported	Other Private Fund	$4.4M	39	Mar 28, 2024
Private Markets Opportunity Fund (Series I)	Other Private Fund	$3.6M	80	Mar 28, 2024
Private Markets Opportunity Fund (Series E)	Other Private Fund	$3.4M	37	Mar 31, 2023
Private Markets Opportunity Fund LLC (Series A)no longer reported	Other Private Fund	$3.0M	18	Feb 3, 2022
Private Markets Opportunity Fund LLC (Series D)	Other Private Fund	$2.3M	41	Mar 31, 2023
Private Markets Opportunity Fund (Series G)	Other Private Fund	$144,560	14	Mar 28, 2024

Owners and control persons

Schedule A and B, latest filing

David Kevin Hilden · Presidentcontrol
since 01/2026 · owns less than 5%
Jason Robert Jeffers · Chief Operations Officercontrol
since 01/2026 · owns less than 5%
Patrick Kurt Miscinski · Chief Executive Officercontrol
since 12/2009 · owns less than 5%
Isom Arthur Prostick · Chief Compliance Officercontrol
since 03/2024 · owns less than 5%
Lawrence Neil Quinlan · Director Of Operationscontrol
since 04/2023 · owns less than 5%
Joseph Robert Seco · General Counselcontrol
since 10/2010 · owns less than 5%
Chitranjan Suketu Shah · Chief Financial Officercontrol
since 07/2024 · owns less than 5%
Patrick Kurt Miscinski · Managercontrol
since 11/2017 · owns F of Cerity Partners Eoe LLC

Entity owners

Cerity Partners Equity Holding LLC · Member
direct · owns 75% or more
Cerity Partners Eoe LLC · Member
indirect · owns 25% to 50% of Cerity Partners Equity Holding LLC
Cp Holdings I LLC · Member
indirect · owns 75% or more of Cp-Acp LLC
Cp Intermediate I LLC · Member
indirect · owns 75% or more of Cp Intermediate II LLC
Cp Intermediate II LLC · Member
indirect · owns 75% or more of Cp Merger I LLC
Cp Merger I LLC · Member
indirect · owns 75% or more of Cp Merger II LLC
Cp Merger II LLC · Member
indirect · owns 75% or more of Cerity Partners Equity Holding LLC
Cp-Acp LLC · Member
indirect · owns 75% or more of Cp-Mcm LLC
Cp-Mcm LLC · Member
indirect · owns 75% or more of Cp-Rts LLC
Cp-Rts LLC · Member
indirect · owns 75% or more of Cp Intermediate I LLC
Genstar Capital Partners X, L.P. · Member
indirect · owns 25% to 50% of Cp Holdings I LLC
Genstar Capital X, L.P. · General Partner
indirect · owns F of Genstar Capital Partners X, L.P.
Genstar X Gp LLC · General Partner
indirect · owns F of Genstar Capital X, L.P.

Related persons

Schedule D 7.A

Argi Alternative Investment Management Company, LLC
pooled vehicle sponsory
Baja Wealth Advisors LLC
investment adviseryRAUM $72.6M
Cerity Partners Ocio LLC
investment adviseryRAUM $21B
Cerity Partners Retirement Plan Consultants
investment adviserLP sponsoryRAUM $40B
Cp Risk Management Services LLC
real estatey
Pmof Holdings LLC
pooled vehicle sponsory
Sage Advisors, LLC
investment adviserbankpooled vehicle sponsoryRAUM $366M

Advisers that list Cerity Partners LLC as a related person

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
New York, Ny · principal	737	221	8
Louisville, Ky	84	12	1
Boston, Ma	48	13	2
Albany, Ny	40	40	0
San Francisco, Ca	38	6	0
Chicago, Il	24	7	0
Norfolk, Va	24	4	0
Los Angeles, Ca	18	6	0
Austin, Tx	18	18	0
Saratoga Springs, Ny	18	10	0
Indianapolis, In	18	2	0
Santa Barbara, Ca	17	5	0
Towson, Md	17	2	0
Cincinnati, Oh	17	2	0
Denver, Co	17	4	0
Mill Valley, Ca	16	4	0
Fort Worth, Tx	15	5	0
Richmond, Va	13	2	0
Rockville, Md	13	13	0
Reston, Va	12	4	1

All 55 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 33 since 2015, 13 in 24 monthsderived
Advisors acquired: 245derived
Still registered after 90 days: 93% of 239derived
After 180 days: 93% of 226derived
After 365 days: 91% of 192derived
After 730 days: 88% of 145derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Louisville, KY119 employees
Boston, MA41 employees
New York, NY38 employees
San Francisco, CA37 employees
Elizabethtown, KY35 employees
Chicago, IL28 employees
Los Angeles, CA27 employees
Norfolk, VA26 employees
Fort Worth, TX24 employees
Cleveland, OH20 employees
Mill Valley, CA19 employees
West Conshohoken, PA17 employees
Pasadena, CA16 employees
Towson, MD15 employees
Cincinnati, OH15 employees
Irvine, CA15 employees
Westfield, NJ11 employees
Redwood City, CA10 employees
San Francisco, CA10 employees
Los Altos, CA10 employees
Reston, VA9 employees
Bardstown, KY9 employees
Cincinnati, OH8 employees
Houston, TX8 employees
Bloomfield Hills, MI7 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Jul 13, 2026
JEFFERS, ROBERT, JASON (CHIEF OPERATIONS OFFICER) appeared on Schedule A between the filings of 2024-08-15 and 2026-07-13
peers: independent wealth managers, $20B and over (84)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 19,810 to 26,230
Oct 31, 2025 to Mar 31, 2026
Advisory employees · 862 to 1,102
Oct 31, 2025 to Mar 31, 2026
BD registered reps · 1 to 9
Oct 31, 2025 to Mar 31, 2026
Charity clients · 178 to 253
Oct 31, 2025 to Mar 31, 2026
Corporate clients · 62 to 226
Oct 31, 2025 to Mar 31, 2026
HNW clients · 11,058 to 14,561
Oct 31, 2025 to Mar 31, 2026
Individual clients · 7,869 to 10,384
Oct 31, 2025 to Mar 31, 2026
Pension plan clients · 619 to 789
Oct 31, 2025 to Mar 31, 2026
Pooled vehicle clients · 20 to 13
Oct 31, 2025 to Mar 31, 2026
Assets in custody · $26B to $30B
Oct 31, 2025 to Mar 31, 2026
Employees · 1,166 to 1,529
Oct 31, 2025 to Mar 31, 2026
Insurance-licensed employees · 55 to 69
Oct 31, 2025 to Mar 31, 2026
State-registered IARs · 502 to 663
Oct 31, 2025 to Mar 31, 2026
Other offices · 55 to 66
Oct 31, 2025 to Mar 31, 2026
Private funds · 12 to 10
Oct 31, 2025 to Mar 31, 2026
Discretionary RAUM · $105B to $146B
Oct 31, 2025 to Mar 31, 2026
HNW RAUM · $78B to $107B
Oct 31, 2025 to Mar 31, 2026
Individual RAUM · $4.7B to $6.8B
Oct 31, 2025 to Mar 31, 2026
Non-discretionary RAUM · $18B to $16B
Oct 31, 2025 to Mar 31, 2026
Pension RAUM · $19B to $21B
Oct 31, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $5.2B to $6.1B
Oct 31, 2025 to Mar 31, 2026
RAUM · $123B to $162B
Oct 31, 2025 to Mar 31, 2026
Wrap assets (manager) · $116M to $124M
Oct 31, 2025 to Mar 31, 2026
Financial planning clients · More than 500 to More than 500
Mar 31, 2025 to May 20, 2025
Accounts · 16,424 to 19,810
Sep 17, 2024 to Mar 31, 2025
Advisory employees · 704 to 862
Sep 17, 2024 to Mar 31, 2025
BD registered reps · 2 to 1
Sep 17, 2024 to Mar 31, 2025
Charity clients · 42 to 178
Sep 17, 2024 to Mar 31, 2025
Corporate clients · 40 to 62
Sep 17, 2024 to Mar 31, 2025
HNW clients · 8,928 to 11,058
Sep 17, 2024 to Mar 31, 2025
Individual clients · 6,801 to 7,869
Sep 17, 2024 to Mar 31, 2025
Pension plan clients · 599 to 619
Sep 17, 2024 to Mar 31, 2025
Pooled vehicle clients · 12 to 20
Sep 17, 2024 to Mar 31, 2025
Assets in custody · $20B to $26B
Sep 17, 2024 to Mar 31, 2025
Employees · 909 to 1,166
Sep 17, 2024 to Mar 31, 2025
Insurance-licensed employees · 45 to 55
Sep 17, 2024 to Mar 31, 2025
State-registered IARs · 397 to 502
Sep 17, 2024 to Mar 31, 2025
Other offices · 42 to 55
Sep 17, 2024 to Mar 31, 2025
Private funds · 10 to 12
Sep 17, 2024 to Mar 31, 2025
Discretionary RAUM · $65B to $105B
Sep 17, 2024 to Mar 31, 2025

Signals

60 dated events

Richard Marc Grant no longer holds an investment adviser registration (last listed at Cerity Partners Llc on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
Scott Harris Lenet no longer holds an investment adviser registration (last listed at Cerity Partners Llc on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
Jack Boyland registered as an investment adviser representative at Cerity Partners Llc
Sep 15, 2026 · Advisor registered · fact
Avery Adams Bross registered as an investment adviser representative at Cerity Partners Llc
Sep 14, 2026 · Advisor registered · fact
Cordant Wealth Partners's advisors moved to Cerity Partners LLC (Portland, OR): 6 of 6 registered, on the same day
Jul 17, 2026 · Firm absorbed (people side) · derived
William James Dion left Cerity Partners Llc for Xypn Sapphire (registered 2026-07-15)
Jun 3, 2026 · Advisor changed firm · fact
James Michael Erskine left Cerity Partners Llc for Corington Wealth (registered 2026-04-24)
Apr 23, 2026 · Advisor changed firm · fact
Covenant Partners, LLC's advisors moved to Cerity Partners LLC (Nashville, TN): 3 of 3 registered, on the same day
Apr 15, 2026 · Firm absorbed (people side) · derived
Nicholas Vincent Di Palo left Cerity Partners Llc for Modera Wealth Management, Llc (registered 2026-05-12)
Apr 13, 2026 · Advisor changed firm · fact
Charles Wayan Schwab left Cerity Partners Llc for Define Financial, Llc (registered 2026-03-09)
Apr 7, 2026 · Advisor changed firm · fact
Cerity Partners Llc reported 66 offices beyond its principal office, up from 55 (2025-10-31 to 2026-03-31)
Mar 31, 2026 · Office count change · derived
Cerity Partners Llc reported 663 state-registered advisory representatives, up from 502 (2025-10-31 to 2026-03-31)
Mar 31, 2026 · Advisor headcount change · derived
Cerity Partners Llc reported RAUM $161.7B, up 32% from $122.8B (2025-10-31 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
Running Point Capital Advisors LLC's advisors moved to Cerity Partners LLC (EL Segundo, CA): 4 of 5 registered, on the same day
Mar 30, 2026 · Firm absorbed (people side) · derived
Edge Financial Advisors, LLC's advisors moved to Cerity Partners LLC (Wheaton, IL): 6 of 8 registered, on the same day
Mar 23, 2026 · Firm absorbed (people side) · derived
Owen Joseph Morrow left Cerity Partners Llc for Clearstead; Clearstead Advisory Solutions (registered 2026-03-05)
Mar 3, 2026 · Advisor changed firm · fact
Shadrack Frempong left Cerity Partners Llc for Mariner (registered 2026-03-16)
Feb 23, 2026 · Advisor changed firm · fact
Austin Private Wealth, LLC's advisors moved to Cerity Partners LLC (Austin, TX): 17 of 18 registered, on the same day
Feb 18, 2026 · Firm absorbed (people side) · derived
2 advisors left Goldman Sachs Wealth Services, L.P. (Cohoes, NY) for Cerity Partners LLC on the same day
Feb 4, 2026 · Team lift-out · derived
Sol Capital Management CO's advisors moved to Cerity Partners LLC (Rockville, MD): 11 of 12 registered, on the same day
Jan 23, 2026 · Firm absorbed (people side) · derived
Justin Michael Hobbs left Cerity Partners Llc for Rivertree Wealth (registered 2026-03-03)
Jan 20, 2026 · Advisor changed firm · fact
Zack Henry Payne left Cerity Partners Llc for Leading Edge Financial Planning Llc (registered 2026-01-28)
Jan 13, 2026 · Advisor changed firm · fact
Michael Syer left Cerity Partners Llc for Mariner (registered 2025-12-10)
Dec 11, 2025 · Advisor changed firm · fact
James Richard Keller left Cerity Partners Llc for Keller Investment Advisors Llc (registered 2026-06-16)
Nov 17, 2025 · Advisor changed firm · fact
Caden Frank Sanchez left Cerity Partners Llc for Ieq Capital, Llc (registered 2026-05-05)
Oct 31, 2025 · Advisor changed firm · fact
West Coast Financial, LLC's advisors moved to Cerity Partners LLC (Santa Barbara, CA): 3 of 4 registered, on the same day
Oct 13, 2025 · Firm absorbed (people side) · derived
Oak Hill Wealth Advisors, LLC's advisors moved to Cerity Partners LLC (Lansdowne, VA): 5 of 5 registered, a day apart
Oct 2, 2025 · Firm absorbed (people side) · derived
Kyler William Stephens left Cerity Partners Llc for Brown | Miller Wealth Management, Llc (registered 2025-10-01)
Sep 25, 2025 · Advisor changed firm · fact
Jeffrey Michael Houghtby left Cerity Partners Llc for D. M. Brenner, Inc. (registered 2025-10-14)
Sep 22, 2025 · Advisor changed firm · fact
Matthew David Kirby left Cerity Partners Llc for Brighton Jones Llc (registered 2025-09-30)
Aug 26, 2025 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

Cerity Partners LLC · Family Offices
shared crd · office
Cerity Partners LLC · Independent Sponsors
shared crd · capital_provider
HPM Partners LLC · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Business email: contact@wakeleyfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email: mark@wakeleyfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 817-503-1997reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 817-514-4088reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/cerity-partners-venturesreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: linkedin.com/company/cerity-partnersreportedpublic record, Form ADV, Sep 17, 2026
Website: wakeleyfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 212-850-4260reportedpublic record, Form ADV, Jul 13, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $220Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026