DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Cerity Partners Ocio LLC

Institutional managerNew York, New YorkCRD 151916SEC 801-70888websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Feb 29, 2012 · 70 filings
SEC status approved since Jan 4, 2010
RAUM
$21B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$8.2M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$11B
derived; firm RAUM over IAPD count
Employees
61
21 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
70 filings and snapshots on the tape
RAUM$21B as of Mar 31, 2026
Apr 9, 2012$348M then
HNW client RAUM$8.2M as of Mar 31, 2026
Feb 27, 2018$1.1B then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Apr 9, 20120 then
Employees (5.A)61 as of Mar 31, 2026
Apr 1, 201357 then
Private funds1 as of Mar 31, 2026
Feb 15, 20211 then
RAUM +22% over the last fiscal year+67% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
  • OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
RAUM per advisor
$11BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.1MderivedHNW RAUM over HNW clients
Average account
$503MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
72%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
30.5derivedItem 5.A over advisors
Advisors per office
0.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+22%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
Custody
$21B, 38 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Charitable organizations$15B72%
  • Pooled investment vehicles$6.0B28%
  • Investment companies$9.8M0.0%
  • High-net-worth individuals$8.2M0.0%
Individual clients
n/areported
HNW clients
2reported
Pension plan clients
n/areported
Charitable clients
38reported
Accounts
42reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$21B for 38 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.28 institutional_share=0.72 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Kent Edward MuckelChartered Financial AnalystNew York, Ny Jun 28, 202416 y2
Christopher Lee BittmanDenver, Co Jun 28, 202434 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
4 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Agility Comprehensive Solutions Fund LPHedge Fund$4.3B98Mar 31, 2012
Argi Alternative Investment Fund, LPno longer reportedOther Private Fund$23.4M4Nov 3, 2020
Agility Strategic Ventures I L.P.Other Private Fund$7.8M3Mar 30, 2016
Apm 2022 Re Income Fund, LLCno longer reportedReal Estate Fund$1.8M1Aug 3, 2022
Owners and control persons
Schedule A and B, latest filing
  • David Kevin Hilden · Chief Operating Officercontrol
    since 01/2023 · owns less than 5%
  • Isom Arthur Prostick · Chief Compliance Officercontrol
    since 03/2024 · owns less than 5%
  • Patrick Kurt Miscinski · Managercontrol
    since 11/2017 · owns F of Cerity Partners Eoe LLC
Entity owners
  • Cerity Partners LLC · Member
    direct · owns 75% or more
  • Cerity Partners Eoe LLC · Member
    indirect · owns 25% to 50% of Cp Holdings I LLC
  • Cerity Partners Equity Holding LLC · Member
    indirect · owns 75% or more of Cerity Partners LLC
  • Cp Holdings I LLC · Member
    indirect · owns 75% or more of Cp-Acp LLC
  • Cp Intermediate I LLC · Member
    indirect · owns 75% or more of Cp Intermediate II LLC
  • Cp Intermediate II LLC · Member
    indirect · owns 75% or more of Cp Merger I LLC
  • Cp Merger I LLC · Member
    indirect · owns 75% or more of Cp Merger II LLC
  • Cp Merger II LLC · Member
    indirect · owns 75% or more of Cerity Partners Equity Holding LLC
  • Cp-Acp LLC · Member
    indirect · owns 75% or more of Cp-Mcm LLC
  • Cp-Mcm LLC · Member
    indirect · owns 75% or more of Cp-Rts LLC
  • Cp-Rts LLC · Member
    indirect · owns 75% or more of Cp Intermediate I LLC
  • Genstar Capital Partners X, LP · Member
    indirect · owns 25% to 50% of Cp Holdings I LLC
  • Genstar Capital X L.P. · General Partner
    indirect · owns F of Genstar Capital Partners X, LP
  • Genstar X Gp LLC · General Partner
    indirect · owns F of Genstar Capital X L.P.
Related persons
Schedule D 7.A
Advisers that list Cerity Partners Ocio LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Denver, Co200
New York, Ny · principal200
Offices
Schedule D 1.F, the 25 largest
  • Denver, CO14 employees
  • Austin, TX5 employees
What changed
consecutive filings, newest first
  • Accounts · 50 to 42
    Oct 31, 2025 to Mar 31, 2026
  • Advisory employees · 22 to 21
    Oct 31, 2025 to Mar 31, 2026
  • BD registered reps · 0 to 1
    Oct 31, 2025 to Mar 31, 2026
  • Charity clients · 43 to 38
    Oct 31, 2025 to Mar 31, 2026
  • HNW clients · 3 to 2
    Oct 31, 2025 to Mar 31, 2026
  • Pooled vehicle clients · 3 to 1
    Oct 31, 2025 to Mar 31, 2026
  • Assets in custody · $17B to $21B
    Oct 31, 2025 to Mar 31, 2026
  • Employees · 60 to 61
    Oct 31, 2025 to Mar 31, 2026
  • Private funds · 2 to 1
    Oct 31, 2025 to Mar 31, 2026
  • Discretionary RAUM · $17B to $21B
    Oct 31, 2025 to Mar 31, 2026
  • HNW RAUM · $43.1M to $8.2M
    Oct 31, 2025 to Mar 31, 2026
  • Pooled vehicle RAUM · $5.0B to $6.0B
    Oct 31, 2025 to Mar 31, 2026
  • RAUM · $17B to $21B
    Oct 31, 2025 to Mar 31, 2026
  • Accounts · 51 to 50
    Jun 28, 2024 to Mar 31, 2025
  • Advisory employees · 21 to 22
    Jun 28, 2024 to Mar 31, 2025
  • HNW clients · 4 to 3
    Jun 28, 2024 to Mar 31, 2025
  • Assets in custody · $15B to $17B
    Jun 28, 2024 to Mar 31, 2025
  • Employees · 54 to 60
    Jun 28, 2024 to Mar 31, 2025
  • Financial planning clients · unset to
    Jun 28, 2024 to Mar 31, 2025
  • Discretionary RAUM · $15B to $17B
    Jun 28, 2024 to Mar 31, 2025
  • HNW RAUM · $39.2M to $43.1M
    Jun 28, 2024 to Mar 31, 2025
  • Pooled vehicle RAUM · $4.3B to $5.0B
    Jun 28, 2024 to Mar 31, 2025
  • RAUM · $15B to $17B
    Jun 28, 2024 to Mar 31, 2025
  • Related broker-dealer · false to true
    Jun 28, 2024 to Mar 31, 2025
  • Related insurance company · false to true
    Jun 28, 2024 to Mar 31, 2025
  • Accounts · unset to 51.0
    May 22, 2024 to Jun 28, 2024
  • Advisory employees · 0 to 21
    May 22, 2024 to Jun 28, 2024
  • Advisory activities · 1 to 5
    May 22, 2024 to Jun 28, 2024
  • Charity clients · unset to 43.0
    May 22, 2024 to Jun 28, 2024
  • HNW clients · unset to 4.0
    May 22, 2024 to Jun 28, 2024
  • Pooled vehicle clients · unset to 3.0
    May 22, 2024 to Jun 28, 2024
  • Assets in custody · unset to 14931354095.0
    May 22, 2024 to Jun 28, 2024
  • Custody of client assets · false to true
    May 22, 2024 to Jun 28, 2024
  • Employees · 0 to 54
    May 22, 2024 to Jun 28, 2024
  • State-registered IARs · 0 to 2
    May 22, 2024 to Jun 28, 2024
  • Other offices · 0 to 2
    May 22, 2024 to Jun 28, 2024
  • Private funds · unset to 2
    May 22, 2024 to Jun 28, 2024
  • Discretionary RAUM · unset to 14976862185.0
    May 22, 2024 to Jun 28, 2024
  • HNW RAUM · unset to 39154848.0
    May 22, 2024 to Jun 28, 2024
  • Non-discretionary RAUM · unset to 0.0
    May 22, 2024 to Jun 28, 2024
Signals
35 dated events
  • 2 advisors left Perella Weinberg Partners Capital Management LP (Denver, CO) for Cerity Partners Ocio LLC on the same day
    Jul 11, 2024 · Team lift-out · derived
  • Albert Benjamin Pace (Chief Investment Officer) no longer on Schedule A of Cerity Partners Ocio Llc (listed 2024-04-25, absent 2024-05-17)
    May 17, 2024 · Control person left · inference
  • George Christopher Curtis (Chief Financial Officer) no longer on Schedule A of Cerity Partners Ocio Llc (listed 2024-04-25, absent 2024-05-17)
    May 17, 2024 · Control person left · inference
  • Joseph Robert Seco (General Counsel) no longer on Schedule A of Cerity Partners Ocio Llc (listed 2024-04-25, absent 2024-05-17)
    May 17, 2024 · Control person left · inference
  • Claire Mary Okeefe (Head Of Corporate Development) no longer on Schedule A of Cerity Partners Ocio Llc (listed 2024-03-28, absent 2024-04-25)
    Apr 25, 2024 · Control person left · inference
  • Cerity Partners Ocio Llc reported 0 state-registered advisory representatives, down from 104 (2023-11-27 to 2024-03-28)
    Mar 28, 2024 · Advisor headcount change · derived
  • Isom Arthur Prostick (Chief Compliance Officer) appeared on Schedule A of Cerity Partners Ocio Llc
    Mar 28, 2024 · Control person joined · fact
  • Elizabeth Nancy Renshaw (Chief Compliance Officer) no longer on Schedule A of Cerity Partners Ocio Llc (listed 2023-03-30, absent 2023-11-27)
    Nov 27, 2023 · Control person left · inference
  • Cerity Partners Ocio Llc reported 0 offices beyond its principal office, down from 8 (2023-03-30 to 2023-11-27)
    Nov 27, 2023 · Office count change · derived
  • Daniel Austin Cupkovic left Cerity Partners Ocio Llc for National Planning Corporation ("Npc Of America" In Fl & Ny) (registered 2010-03-03)
    Apr 21, 2023 · Advisor changed firm · fact
  • Laurie Grace Cortner left Cerity Partners Ocio Llc for Waddell & Associates, Llc (registered 2024-05-08)
    Apr 17, 2023 · Advisor changed firm · fact
  • Ashley Stuart Evans (Chief Compliance Officer) no longer on Schedule A of Cerity Partners Ocio Llc (listed 2023-02-15, absent 2023-03-30)
    Mar 30, 2023 · Control person left · inference
  • Elizabeth Nancy Renshaw (Chief Compliance Officer) appeared on Schedule A of Cerity Partners Ocio Llc
    Mar 30, 2023 · Control person joined · fact
  • Ronald Alan Rhoades left Cerity Partners Ocio Llc for Scholar Financial, Llc (registered 2023-04-25)
    Feb 2, 2023 · Advisor changed firm · fact
  • David Kevin Hilden (Chief Operating Officer) appeared on Schedule A of Cerity Partners Ocio Llc
    Jan 24, 2023 · Control person joined · fact
  • Claire Mary Okeefe (Head Of Corporate Development) appeared on Schedule A of Cerity Partners Ocio Llc
    Jan 24, 2023 · Control person joined · fact
  • Ashley Stuart Evans (Chief Compliance Officer) appeared on Schedule A of Cerity Partners Ocio Llc
    Jan 24, 2023 · Control person joined · fact
  • George Christopher Curtis (Chief Financial Officer) appeared on Schedule A of Cerity Partners Ocio Llc
    Jan 24, 2023 · Control person joined · fact
  • Albert Benjamin Pace (Chief Investment Officer) appeared on Schedule A of Cerity Partners Ocio Llc
    Jan 24, 2023 · Control person joined · fact
  • Patrick Kurt Miscinski (President) appeared on Schedule A of Cerity Partners Ocio Llc
    Jan 24, 2023 · Control person joined · fact
  • Joseph Robert Seco (General Counsel) appeared on Schedule A of Cerity Partners Ocio Llc
    Jan 24, 2023 · Control person joined · fact
  • Sue Janice Peebles (Chief Compliance Officer) no longer on Schedule A of Cerity Partners Ocio Llc (listed 2022-08-03, absent 2023-01-24)
    Jan 24, 2023 · Control person left · inference
  • Joseph Patrick Reeves (Managing Member) no longer on Schedule A of Cerity Partners Ocio Llc (listed 2022-08-03, absent 2023-01-24)
    Jan 24, 2023 · Control person left · inference
  • Kimberly J Wade left Cerity Partners Ocio Llc for Usi Securities, Inc. (registered 2023-08-15)
    Jan 3, 2023 · Advisor changed firm · fact
  • Mark Henry Josefczyk left Cerity Partners Ocio Llc for Connetic Ventures (registered 2024-08-21)
    Jan 3, 2023 · Advisor changed firm · fact
  • Scott Dana Faulkner left Cerity Partners Ocio Llc for U.S. Bancorp Investments, Inc. (registered 2023-02-15)
    Aug 29, 2022 · Advisor changed firm · fact
  • Zachary Ryan Wooten left Cerity Partners Ocio Llc for Magnolia Wealth Management Llc (registered 2022-09-06)
    Jul 7, 2022 · Advisor changed firm · fact
  • Steven Joshua Hruby left Cerity Partners Ocio Llc for Allworth Financial, L.P. (registered 2022-06-01)
    May 3, 2022 · Advisor changed firm · fact
  • David Gregory Stitt left Cerity Partners Ocio Llc for Fifth Third Securities, Inc. (registered 2022-04-13)
    Apr 4, 2022 · Advisor changed firm · fact
  • Nicholas Edward Whitmer left Cerity Partners Ocio Llc for Money Concepts Advisory Service (registered 2022-04-12)
    Mar 30, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/cerity-partnersreportedpublic record, Form ADV, Sep 17, 2026
Website
ceritypartners.com/cerity-partners-ocioreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
212-850-4260reportedpublic record, Form ADV, Mar 31, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$11Bderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026
Across the graphs

Cerity Partners Ocio LLC is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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