DFX Intelligence
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N•••••• K••••
As of · the IAPD feed; also filed as N•••••• K••••••••• N••••• K••••••••• K••••
- At current firm
- 1 y
- In the industry
- 12 y
- Prior registered firms
- 2
- Signals
- 0
since Mar 31, 2025
As of · the IAPD feed; also filed as N•••••• K••••••••• N••••• K••••••••• K••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Who else to callHow these are chosenRegistered people linked to this advisor by a filed or published fact: a team, a move made together, the same street office, a shared outside business or principal, or the same earlier independent RIA. Links that rest on evidence DFX has not validated, such as a shared practice name, are left out. A link says who knows whom, not who plans to move.
3 related advisors, 3 on a link type measured as carrying moves
Names and links are part of the paid record. By relation: former teammate 3.
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• brokerage advisory currentsince Mar 31, 2025 · Wesley Chapel, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• brokerage advisoryJun 16, 2021 to Mar 31, 2025 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 17, 2020 to Mar 22, 2021 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Mar 22, 2021, registered Jun 16, 2021 (86 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Brokerage advisory programderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote