DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
Y•••• Z•••
Feed of 09/15/2026
Also filed as R•••••• Z••••••••• Z•••
At current firm
2 y
since Dec 13, 2023
In the industry
12 y
since Jul 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Dec 13, 2023 · Boca Raton, Fl
- W•••• F•••• A••••••• wirehouseSep 3, 2021 to Dec 15, 2023 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Dec 15, 2023, registered Dec 13, 2023 (-2 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedDec 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address