DFX Intelligence
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Feed of 09/14/2026
At current firm
1 y
since Jun 25, 2025
In the industry
10 y
since Jul 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 25, 2025 · Cupertino, Ca
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Jun 18, 2025 · South San Francisco, Ca
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 10, 2020 to Mar 31, 2025 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to W•••• F•••• A•••••••left Jun 18, 2025, registered Jun 25, 2025 (7 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 18, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address