DFX Intelligence
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Registered advisor
J••• T••••• L••••••
Feed of 09/24/2026
Also filed as J••• L••••••
At current firm
0 y
since Sep 23, 2026
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• P••••••• W•••••• L•• independent RIA currentsince Sep 23, 2026 · Deerfield, Il
- O•••• W•••••• I••• BD affiliatedNov 4, 2021 to Oct 3, 2024 · Buffalo Grove, Il
- J•••••• F•••••••• G••••• I••• independent RIAFeb 1, 2021 to Nov 3, 2025 · Buffalo Grove, Il
Moves
a registration end followed by a registration begin elsewhere
- J•••••• F•••••••• G••••• I••• to F•••• P••••••• W•••••• L••left Nov 3, 2025, registered Sep 23, 2026 (324 days) · RIA to RIA
- O•••• W•••••• I••• to F•••• P••••••• W•••••• L••left Oct 3, 2024, registered Sep 23, 2026 (720 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- ••• LockedSep 23, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address