DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•••••• F•••••••• G••••• I•••
Latest filing Mar 24, 2026
First filing on the tape Feb 21, 2014 · 23 filings
SEC status approved since Feb 26, 2014
RAUM
$336M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$334M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$67.3M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$336M as of Mar 24, 2026
Feb 23, 2015$118M then
HNW client RAUM$268M as of Mar 24, 2026
Mar 6, 2018$69.5M then
State-registered IARs (5.B.3)5 as of Mar 24, 2026
Feb 23, 20152 then
Employees (5.A)7 as of Mar 24, 2026
Feb 23, 20156 then
Private funds: no history
RAUM +22% over the last fiscal year+19% a year over threeIARs 0 to 5
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $67.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $367,759derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$268M80%
- Individuals$66.0M20%
- Corporations and businesses$2.3M0.7%
- Individual clients
- 214reported
- HNW clients
- 109reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 915reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• T•••••••• | Buffalo Grove, Il | May 15, 1998 | 34 y | 0 |
| M•••••• A•• B•••• | Buffalo Grove, Il | May 19, 1998 | 31 y | 0 |
| G•••••• V••••••• | Buffalo Grove, Il | Mar 7, 2016 | 13 y | 0 |
| H•••• S••••••••• | Buffalo Grove, Il | Feb 26, 2024 | 10 y | 0 |
| B•••• J• M•••••••• | Buffalo Grove, Il | Mar 28, 2024 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T••••••••• M••••• · President, Chief Compliance Officercontrolsince 02/1997 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Buffalo Grove, Il · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 823 to 915Mar 28, 2025 to Mar 24, 2026
- Advisory employees · 7 to 6Mar 28, 2025 to Mar 24, 2026
- Corporate clients · 6 to 7Mar 28, 2025 to Mar 24, 2026
- HNW clients · 88 to 109Mar 28, 2025 to Mar 24, 2026
- Individual clients · 278 to 214Mar 28, 2025 to Mar 24, 2026
- Pension plan clients · 1.0 to unsetMar 28, 2025 to Mar 24, 2026
- Employees · 8 to 7Mar 28, 2025 to Mar 24, 2026
- State-registered IARs · 0 to 5Mar 28, 2025 to Mar 24, 2026
- Discretionary RAUM · $277M to $336MMar 28, 2025 to Mar 24, 2026
- HNW RAUM · $201M to $268MMar 28, 2025 to Mar 24, 2026
- Individual RAUM · $71.7M to $66.0MMar 28, 2025 to Mar 24, 2026
- Pension RAUM · 2202318.0 to unsetMar 28, 2025 to Mar 24, 2026
- RAUM · $277M to $336MMar 28, 2025 to Mar 24, 2026
- Accounts · 942 to 823Jun 20, 2024 to Mar 28, 2025
- Advisory employees · 8 to 7Jun 20, 2024 to Mar 28, 2025
- Advisory activities · 3 to 2Jun 20, 2024 to Mar 28, 2025
- BD registered reps · 6 to 0Jun 20, 2024 to Mar 28, 2025
- Corporate clients · unset to 6.0Jun 20, 2024 to Mar 28, 2025
- HNW clients · 72 to 88Jun 20, 2024 to Mar 28, 2025
- Individual clients · 451 to 278Jun 20, 2024 to Mar 28, 2025
- Pension plan clients · unset to 1.0Jun 20, 2024 to Mar 28, 2025
- Financial planning clients · More than 500 to 251-500Jun 20, 2024 to Mar 28, 2025
- State-registered IARs · 4 to 0Jun 20, 2024 to Mar 28, 2025
- Discretionary RAUM · $234M to $277MJun 20, 2024 to Mar 28, 2025
- HNW RAUM · $123M to $201MJun 20, 2024 to Mar 28, 2025
- Individual RAUM · $113M to $71.7MJun 20, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $1.7M to $0Jun 20, 2024 to Mar 28, 2025
- Pension RAUM · $270,487 to $2.2MJun 20, 2024 to Mar 28, 2025
- RAUM · $236M to $277MJun 20, 2024 to Mar 28, 2025
- Wrap assets (manager) · 234922461.0 to unsetJun 20, 2024 to Mar 28, 2025
- Wrap assets (sponsor) · 0.0 to unsetJun 20, 2024 to Mar 28, 2025
- Accounts · 924 to 942Jul 26, 2023 to Jan 24, 2024
- BD registered reps · 4 to 6Jul 26, 2023 to Jan 24, 2024
- HNW clients · 51 to 72Jul 26, 2023 to Jan 24, 2024
- Individual clients · 465 to 451Jul 26, 2023 to Jan 24, 2024
- Discretionary RAUM · $197M to $234MJul 26, 2023 to Jan 24, 2024
- HNW RAUM · $92.3M to $123MJul 26, 2023 to Jan 24, 2024
- Individual RAUM · $108M to $113MJul 26, 2023 to Jan 24, 2024
- Non-discretionary RAUM · $4.9M to $1.7MJul 26, 2023 to Jan 24, 2024
- Pension RAUM · $1.4M to $270,487Jul 26, 2023 to Jan 24, 2024
Signals
1 dated events
- J•••••• F•••••••• G••••• I••• filed its initial SEC registration (Form ADV)Feb 21, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- j••••••@j••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 847-229-9192reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 847-229-9191reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.j••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 847-229-9191reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026