DFX Intelligence
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Registered advisor
J•••• D••••• S•••
Feed of 09/14/2026
Also filed as J•••• S•••
At current firm
3 y
since Feb 27, 2023
In the industry
19 y
since Oct 1, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Feb 27, 2023 · Cape Girardeau, Mo
- E••••• J•••• national BDJun 30, 2020 to Dec 9, 2022 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to P•••••••• S••••••••• I•••left Dec 9, 2022, registered Feb 27, 2023 (80 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedDec 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address