DFX Intelligence
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Registered advisor
B•••• Y•••••••
Feed of 09/14/2026
Also filed as B•••• I•••• Y•••••••
At current firm
3 y
since Mar 21, 2023
In the industry
13 y
since Dec 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Mar 21, 2023 · Tacoma, Wa
- E••••• J•••• national BDJul 8, 2020 to Feb 16, 2023 · Kaneohe, Hi
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to V••• F•••••••• A•••••••• I•••left Feb 16, 2023, registered Mar 21, 2023 (33 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedFeb 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address