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Registered advisor
C•••••• J•••••• T•••••
Feed of 09/15/2026
Also filed as C•••••• J•••••• T••••••••• J•••••• T•••••
At current firm
5 y
since Aug 19, 2021
In the industry
45 y
since Jun 4, 1981 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Aug 19, 2021 · Parker, Co
- P•• M•••••• A•••••• S••••••••• I••• formerOct 15, 2010 to Aug 17, 2021 · Houston, Tx
- S• J•••• W••••• M••••••••• unclassifiedApr 1, 2010 to Oct 15, 2010 · Greenwood Village, Co
- U•• F•••••••• S••••••• I••• wirehouseAug 18, 1999 to Apr 29, 2003 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Aug 17, 2021, registered Aug 19, 2021 (2 days) · corporate re-registration, not a move
- S• J•••• W••••• M••••••••• to P•• M•••••• A•••••• S••••••••• I•••left Oct 15, 2010, registered Oct 15, 2010 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to S• J•••• W••••• M•••••••••left Apr 29, 2003, registered Apr 1, 2010 (2529 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address