DFX Intelligence
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Registered advisor
A••••• G•••••• B•••••• M•••••
Feed of 09/14/2026
Also filed as A••••• B••••••••• G•••••• B••••••
At current firm
3 y
since Nov 23, 2022
In the industry
11 y
since Jun 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 23, 2022 · Laguna Niguel, Ca
- W•••• F•••• A••••••• wirehouseAug 20, 2021 to Nov 2, 2022 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseNov 20, 2020 to Feb 16, 2021 · Encino, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Nov 2, 2022, registered Nov 23, 2022 (21 days) · Wirehouse to wirehouse
Signals
- ••• LockedNov 2, 2022 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address