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Registered advisor
S•••••• R• S••••••
Feed of 09/15/2026
Also filed as S•••••• R••••••• S••••••
At current firm
2 y
since Nov 21, 2023
In the industry
43 y
since Sep 14, 1983 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Nov 21, 2023 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerNov 8, 2013 to Mar 19, 2025 · San Francisco, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 10, 1987 to Nov 12, 2013 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 19, 2025, registered Nov 21, 2023 (-484 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• P•••••• W••••• A••••••• L••left Nov 12, 2013, registered Nov 8, 2013 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address