DFX Intelligence

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M••• M•••••

Registered advisorat J••• M••••• S••••••••• L••Dual registrant· Duluth, Ga IAPD 7314220
At current firm
3 y
since Nov 4, 2022
In the industry
10 y
Prior registered firms
1
Signals
1
As of · the IAPD feed; also filed as M••• Z•••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Recruiter brief
facts first, then what DFX measured about them; never a statement of intent
Recruiting value
  • Practice attractivenessnone
    no observable scale indicator beyond registration
  • Team depthnone
    0 of the 2 people who once moved firms with this advisor are registered here now (a team seen in registrations; web team pages are not used until they pass review).
  • Entrepreneurial profilenone
    Details are shown to subscribers.
  • Real estate activitynone
    Details are shown to subscribers.
  • Contactabilityweak
    no contact route found
Movement evidence
  • Movement signalsome
    1 of 1 dated or circumstantial reading historically went with moving: a current teammate (a prior co-mover) left the firm in the prior 180 days. The forward-tested move model places this advisor in its Baseline band.
  • Recent change activitysome
    Details are shown to subscribers.
  • Independence preparationnone
    No concrete evidence of preparation for independence.
  • Historical mobilitynone
    1 prior firm, median stay 0.6 years.
Dated changes and circumstances, and what they have meant historically
  • move indicatorA current teammate (a prior co-mover) left the firm in the prior 180 days
    At JPMorgan, 9.3% with this moved within a year, against 5.5% without it (1.70x, 2023 to 2025 cohorts).
Career
  • 4.5 years in the industry
  • 3.9 years at the current firm
  • 1 prior registered firm; median stay 0.6 years
Source: SEC IAPD per-person record
Licensing and credentials
  • Registered in 52 states (firm median 2)
  • Exams: SIE, Series 66, Series 7TO
  • Registered as a broker as well as an adviser
Source: IAPD individual feed and the per-person IAPD record
Around this advisor
  • No recent movement observed around this advisor.
Regulatory record

Shown to subscribers, with the official record linked.

Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Sep 23, 2022 · Advisor changed firm · fact
Transition signals

No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
10derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote