DFX Intelligence
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K••••••• M•••
As of · the IAPD feed
- At current firm
- 1 y
- In the industry
- 12 y
- Prior registered firms
- 1
- Signals
- 0
since Jan 28, 2025
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• brokerage advisory currentsince Jan 28, 2025 · Seattle, Wa
- S••••• W••••• A•••••••• I••• brokerage advisoryJun 5, 2023 to Jan 28, 2025 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- S••••• W••••• A•••••••• I••• to C•••••• S••••• • C••• I•••left Jan 28, 2025, registered Jan 28, 2025 (0 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Brokerage advisory programderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote