DFX Intelligence
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Registered advisor
M•••• T••• E••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••• T••• E••••••••• E••••
At current firm
2 y
since May 28, 2024
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 28, 2024 · Irving, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 12, 2023 to May 15, 2024 · Dallas, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 30, 2021 to Mar 8, 2023 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 15, 2024, registered May 28, 2024 (13 days) · Wirehouse to affiliated broker-dealer or bank
- F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 8, 2023, registered Apr 12, 2023 (35 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
- ••• LockedMay 15, 2024 · Advisor changed firm · fact
- ••• LockedMar 8, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address