DFX Intelligence
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Registered advisor
B••••••• O•••• B••••
Feed of 09/14/2026
Also filed as B••••••• O•••• B••••••••• O• B••••••••• B••••
At current firm
3 y
since Apr 4, 2023
In the industry
11 y
since Jan 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Apr 4, 2023 · Covington, La
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 10, 2022 to Mar 28, 2023 · Slidell, La
- H•••••• W•••••• I••••••••• S••••••• I••• independent RIAMar 23, 2022 to Aug 10, 2022 · Slidell, La
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 28, 2023, registered Apr 4, 2023 (7 days) · Affiliated broker-dealer or bank to wirehouse
- H•••••• W•••••• I••••••••• S••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2022, registered Aug 10, 2022 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedMar 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address