DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hancock Whitney Investment Services Inc.
Latest filing Mar 23, 2026
First filing on the tape Mar 30, 2012 · 55 filings
SEC status approved since Oct 24, 2007
RAUM
$306M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$282M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$38.3M
derived; firm RAUM over IAPD count
Employees
49
49 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$306M as of Mar 23, 2026
Mar 30, 2012$245M then
HNW client RAUM$11.6M as of Mar 23, 2026
Mar 29, 2018$59.1M then
State-registered IARs (5.B.3)6 as of Mar 23, 2026
Mar 30, 20120 then
Employees (5.A)49 as of Mar 23, 2026
Apr 1, 201368 then
Private funds: no history
RAUM +45% over the last fiscal year+9.2% a year over threeIARs 7 to 6
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $38.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 108derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.8MderivedHNW RAUM over HNW clients
- Average account
- $335,584derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.1derivedItem 5.A over advisors
- Advisors per office
- 2.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- -14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$270M93%
- High-net-worth individuals$11.6M4.0%
- Corporations and businesses$8.1M2.8%
- Individual clients
- 863reported
- HNW clients
- 2reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 912reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Mario RigneyChartered Financial Analyst | New Orleans, La | May 11, 2022 | 36 y | 0 |
| Stephen Chaussard Cangelosi | New Orleans, La | May 16, 2022 | 24 y | 1 |
| Bryan Scott MccaulleyChartered Financial Analyst | New Orleans, La | May 17, 2022 | 15 y | 0 |
| Martin Christopher SireraChartered Financial Analyst | New Orleans, La | May 24, 2022 | 30 y | 1 |
| Richard L. ChauvinChartered Financial Analyst | New Orleans, La | Jun 6, 2022 | 30 y | 0 |
| Robert Paul TetenChartered Financial Analyst | New Orleans, La | Jun 6, 2022 | 29 y | 0 |
| Andrea Panaitescu | New Orleans, La | May 26, 2023 | 10 y | 1 |
| David John LundgrenChartered Financial Analyst | New Orleans, La | Dec 20, 2024 | 27 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Kirk Roy Fricke to Hilltop Securities Inc.Aug 23, 2022 · Affiliated broker-dealer or bank to another
- Wayne Joseph Murry to Newedge AdvisorsAug 18, 2022 · Affiliated broker-dealer or bank to another
- Joshua Edgardo Torres to First Horizon Advisors, IncJul 27, 2022 · Affiliated broker-dealer or bank to independent RIA
- Garrett Keith Norton to LPL Financial LLCMay 26, 2022 · Affiliated broker-dealer or bank to independent RIA
- Paul Kunz to LPL Financial LLCMay 2, 2022 · Affiliated broker-dealer or bank to independent RIA
- Stephens Young Mcvea to Ameriprise Financial Services, LLCApr 5, 2022 · Affiliated broker-dealer or bank to another
- Jonathan James Miles to First Horizon Advisors, IncMar 15, 2022 · Affiliated broker-dealer or bank to independent RIA
- Jordan Christopher Maruszak to Csenge Advisory Group, LLCMar 14, 2022 · Affiliated broker-dealer or bank to independent RIA
- Erin Majure Willcutt to Icom Advisors, LLCMar 8, 2022 · Affiliated broker-dealer or bank to independent RIA
- John Hughes Scott to Raymond James & Associates, Inc.Jan 26, 2022 · Affiliated broker-dealer or bank to another
- Brent Jonathan Sheppard to Beacon Pointe Advisors, LLCDec 23, 2021 · Affiliated broker-dealer or bank to independent RIA
- Alex Miguel Santillan to Cuna Brokerage Services, Inc.Dec 23, 2021 · Affiliated broker-dealer or bank to another
- Gavin J Porter to Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 9, 2021 · Affiliated broker-dealer or bank to wirehouse
- Brady John Aymond to Fidelity Personal And Workplace AdvisorsSep 28, 2021 · Affiliated broker-dealer or bank to another
- Joshua Jay Mccord to J.P. Morgan Securities LLCSep 28, 2021 · Affiliated broker-dealer or bank to wirehouse
Joined, latest
- Andrea Panaitescu from RBC Capital Markets, LLCMay 26, 2023 · Affiliated broker-dealer or bank to independent RIA
- John Joseph Farrell from Wells Fargo AdvisorsJul 27, 2022 · Wirehouse to affiliated broker-dealer or bank
- Martin Christopher Sirera from Capital One Asset Management, LLCMay 24, 2022 · RIA to affiliated broker-dealer or bank
- Stephen Chaussard Cangelosi from Capital One Asset Management, LLCMay 16, 2022 · RIA to affiliated broker-dealer or bank
- Brett Alan Grider from Charles Schwab & Co., Inc.May 4, 2022 · Affiliated broker-dealer or bank to another
- Phillip Aaron Vidrine from First Horizon Advisors, IncMar 9, 2022 · RIA to affiliated broker-dealer or bank
- Troy Anthony Benoit from Fifth Third Securities, Inc.Nov 17, 2021 · Affiliated broker-dealer or bank to another
- Tyler Weekley Toles from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 8, 2021 · Wirehouse to affiliated broker-dealer or bank
- Thomas J Kornett from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 1, 2021 · Wirehouse to affiliated broker-dealer or bank
- Everett Cole Franks from First Horizon Advisors, IncJun 7, 2021 · RIA to affiliated broker-dealer or bank
- Andrew L Duckworth from J.P. Morgan Securities LLCJun 3, 2021 · Wirehouse to affiliated broker-dealer or bank
- Paul Cooper Harris from Cetera Investment Advisers LLCJan 28, 2021 · Affiliated broker-dealer or bank to another
- William Butler from Securian Financial Services, Inc.Dec 14, 2020 · Affiliated broker-dealer or bank to another
- Christopher Ryan Magliolo from Morgan StanleyDec 1, 2020 · Wirehouse to affiliated broker-dealer or bank
- Manuel Thompson from Edward JonesNov 10, 2020 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Stratos Wealth Partners, LtdDec 1, 2017 · Gulfport, Ms
- 2 joined from LPL Financial LLCSep 19, 2016 · Houston, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Miles Stuart Milton · President/Ceo And Directorcontrolsince 07/2018 · owns less than 5%
- John Mario Jr Rigney · Ria-Cco/Vp/Secretary & Directorcontrolsince 08/2022 · owns less than 5%
- Anita Gregoire Schexnayder · Vice President/Chief Financial Officer & Directorcontrolsince 08/2022 · owns less than 5%
- Donna Bartlett · Broker Dealer - Chief Compliance Officersince 01/2023 · owns less than 5%
- Patricia Kives Loupe · Assistant Secretarysince 05/2017 · owns less than 5%
- Stuart Todd Nichoalds · Aml/Bsa Officersince 04/2016 · owns less than 5%
- Kyna Natasha Smith · Assistant Secretarysince 08/2020 · owns less than 5%
Entity owners
- Hancock Whitney Corporation · Shareholderdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- Hancock Whitney Bankn
- Whitney Bank Trust & Asset Management Municipal Advisors Groupn
Advisers that list Hancock Whitney Investment Services Inc. as a related person
- 111983 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Orleans, La · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Baton Rouge, LA3 employees
- Gulfport, MS1 employees
- Houston, TX1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high employee count relative to advisorsStatic outlier · filing Mar 23, 2026employees per registered advisor of 6.1 against a peer median of 1.2 (1313 comparable advisers, 100.0th percentile, 16.6 robust deviations)peers: independent wealth managers, $100M to $500M (1,313) · 100% percentile
- RAUM up 25 %Change between filings · filing Mar 23, 2026RAUM (Item 5.F) moved from $210,606,113 to $306,052,831 (+45.0%) between the annual amendments of 2025-03-21 and 2026-03-23; the peer median change was +15.0% (4551 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 1,031 to 912Mar 21, 2025 to Mar 23, 2026
- Advisory employees · 45 to 49Mar 21, 2025 to Mar 23, 2026
- Corporate clients · 9 to 16Mar 21, 2025 to Mar 23, 2026
- HNW clients · unset to 2.0Mar 21, 2025 to Mar 23, 2026
- Individual clients · 994 to 863Mar 21, 2025 to Mar 23, 2026
- Employees · 45 to 49Mar 21, 2025 to Mar 23, 2026
- State-registered IARs · 7 to 6Mar 21, 2025 to Mar 23, 2026
- Discretionary RAUM · $211M to $306MMar 21, 2025 to Mar 23, 2026
- HNW RAUM · unset to 11577097.0Mar 21, 2025 to Mar 23, 2026
- Individual RAUM · $199M to $270MMar 21, 2025 to Mar 23, 2026
- RAUM · $211M to $306MMar 21, 2025 to Mar 23, 2026
- Accounts · 1,125 to 1,031Apr 1, 2024 to Mar 21, 2025
- HNW clients · 1.0 to unsetApr 1, 2024 to Mar 21, 2025
- Individual clients · 1,082 to 994Apr 1, 2024 to Mar 21, 2025
- Financial planning clients · unset to Apr 1, 2024 to Mar 21, 2025
- State-registered IARs · 8 to 7Apr 1, 2024 to Mar 21, 2025
- Discretionary RAUM · $219M to $211MApr 1, 2024 to Mar 21, 2025
- HNW RAUM · 345202.0 to unsetApr 1, 2024 to Mar 21, 2025
- Individual RAUM · $205M to $199MApr 1, 2024 to Mar 21, 2025
- RAUM · $219M to $211MApr 1, 2024 to Mar 21, 2025
- Accounts · 1,274 to 1,125Mar 30, 2023 to Mar 27, 2024
- Individual clients · 1,228 to 1,082Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $235M to $219MMar 30, 2023 to Mar 27, 2024
- HNW RAUM · $71,621 to $345,202Mar 30, 2023 to Mar 27, 2024
- Individual RAUM · $221M to $205MMar 30, 2023 to Mar 27, 2024
- RAUM · $235M to $219MMar 30, 2023 to Mar 27, 2024
- Accounts · 1,661 to 1,274Sep 12, 2022 to Mar 30, 2023
- Advisory employees · 40 to 45Sep 12, 2022 to Mar 30, 2023
- Corporate clients · 75 to 9Sep 12, 2022 to Mar 30, 2023
- HNW clients · 5 to 1Sep 12, 2022 to Mar 30, 2023
- Individual clients · 1,581 to 1,228Sep 12, 2022 to Mar 30, 2023
- Employees · 40 to 45Sep 12, 2022 to Mar 30, 2023
- State-registered IARs · 10 to 8Sep 12, 2022 to Mar 30, 2023
- Discretionary RAUM · $344M to $235MSep 12, 2022 to Mar 30, 2023
- HNW RAUM · $1.5M to $71,621Sep 12, 2022 to Mar 30, 2023
- Individual RAUM · $316M to $221MSep 12, 2022 to Mar 30, 2023
- RAUM · $344M to $235MSep 12, 2022 to Mar 30, 2023
- Accounts · 3,748 to 1,661Aug 19, 2022 to Sep 12, 2022
- Advisory employees · 65 to 40Aug 19, 2022 to Sep 12, 2022
- Advisory activities · 5 to 3Aug 19, 2022 to Sep 12, 2022
Signals
27 dated events
- Hancock Whitney Investment Services Inc. reported RAUM $235.2M, down 32% from $343.5M (2022-09-12 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Hancock Whitney Investment Services Inc. reported 3 offices beyond its principal office, down from 87 (2022-08-19 to 2022-09-12)Sep 12, 2022 · Office count change · derived
- Hancock Whitney Investment Services Inc. reported 10 state-registered advisory representatives, down from 57 (2022-08-19 to 2022-09-12)Sep 12, 2022 · Advisor headcount change · derived
- Hancock Whitney Investment Services Inc. reported RAUM $343.5M, down 67% from $1.0B (2022-08-19 to 2022-09-12)Sep 12, 2022 · RAUM change · derived
- Kirk Roy Fricke left Hancock Whitney Investment Services Inc. for Hilltop Securities Inc. (registered 2025-05-29)Aug 23, 2022 · Advisor changed firm · fact
- Brian M Moran (Chief Compliance Officer) appeared on Schedule A of Hancock Whitney Investment Services Inc.Aug 19, 2022 · Control person joined · fact
- Anita Gregoire Schexnayder (Vice President/Chief Financial Officer & Director) appeared on Schedule A of Hancock Whitney Investment Services Inc.Aug 19, 2022 · Control person joined · fact
- John Mario Jr Rigney (Vice President/Secretary & Director) appeared on Schedule A of Hancock Whitney Investment Services Inc.Aug 19, 2022 · Control person joined · fact
- Ronald Joseph Deblanc (Vice President, Cfo, Senior Asst. Secretary & Treasurer) no longer on Schedule A of Hancock Whitney Investment Services Inc. (listed 2022-06-22, absent 2022-08-19)Aug 19, 2022 · Control person left · inference
- Anthony Mark Cognevich (Vp/Cco And Director) no longer on Schedule A of Hancock Whitney Investment Services Inc. (listed 2022-06-22, absent 2022-08-19)Aug 19, 2022 · Control person left · inference
- James Hiroshi Fujinaga (President/Ceo And Director) no longer on Schedule A of Hancock Whitney Investment Services Inc. (listed 2022-06-22, absent 2022-08-19)Aug 19, 2022 · Control person left · inference
- Keith Paul Leblanc (Vice President, Director Of Sales) no longer on Schedule A of Hancock Whitney Investment Services Inc. (listed 2022-06-22, absent 2022-08-19)Aug 19, 2022 · Control person left · inference
- Wayne Joseph Murry left Hancock Whitney Investment Services Inc. for Newedge Advisors (registered 2022-08-08)Aug 18, 2022 · Advisor changed firm · fact
- Joshua Edgardo Torres left Hancock Whitney Investment Services Inc. for First Horizon Advisors, Inc (registered 2022-08-01)Jul 27, 2022 · Advisor changed firm · fact
- Hancock Whitney Investment Services Inc. reported 57 state-registered advisory representatives, down from 79 (2022-03-29 to 2022-06-22)Jun 22, 2022 · Advisor headcount change · derived
- Garrett Keith Norton left Hancock Whitney Investment Services Inc. for Lpl Financial Llc (registered 2022-04-29)May 26, 2022 · Advisor changed firm · fact
- Paul Kunz left Hancock Whitney Investment Services Inc. for Lpl Financial Llc (registered 2022-04-12)May 2, 2022 · Advisor changed firm · fact
- Stephens Young Mcvea left Hancock Whitney Investment Services Inc. for Ameriprise Financial Services, Llc (registered 2022-03-18)Apr 5, 2022 · Advisor changed firm · fact
- Hancock Whitney Investment Services Inc. reported RAUM $1.1B, up 39% from $802.0M (2021-10-21 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Jonathan James Miles left Hancock Whitney Investment Services Inc. for First Horizon Advisors, Inc (registered 2022-03-08)Mar 15, 2022 · Advisor changed firm · fact
- Jordan Christopher Maruszak left Hancock Whitney Investment Services Inc. for Csenge Advisory Group, Llc (registered 2022-03-17)Mar 14, 2022 · Advisor changed firm · fact
- Erin Majure Willcutt left Hancock Whitney Investment Services Inc. for Icom Advisors, Llc (registered 2022-03-04)Mar 8, 2022 · Advisor changed firm · fact
- John Hughes Scott left Hancock Whitney Investment Services Inc. for Raymond James & Associates, Inc. (registered 2022-02-15)Jan 26, 2022 · Advisor changed firm · fact
- Hancock Whitney Investment Services Inc. reported 87 offices beyond its principal office, up from 80 (2020-10-08 to 2021-03-30)Mar 30, 2021 · Office count change · derived
- Hancock Whitney Investment Services Inc. reported RAUM $802.0M, up 44% from $556.5M (2020-10-08 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- David Joseph Palozzola (Vice President, Director Of Brokerage Operations) no longer on Schedule A of Hancock Whitney Investment Services Inc. (listed 2020-07-14, absent 2020-08-20)Aug 20, 2020 · Control person left · inference
- Hancock Whitney Investment Services Inc. reported 80 offices beyond its principal office, up from 57 (2019-08-12 to 2020-03-30)Mar 30, 2020 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 504-586-7290reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $38.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026