DFX Intelligence
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Registered advisor
M••••••••• K••••••• J•••
Feed of 09/14/2026
Also filed as M••••• J••••••••• J••••••••• K• J••••••••• K• J••••••••• K••••••• J•••
At current firm
1 y
since May 14, 2025
In the industry
10 y
since Mar 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
what the firm itself publishes, with the page it was read from
- Professional profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Registration history
IAPD current and previous registrations
- B•••••••• W••••• M••••••••• L•• state registered currentsince May 14, 2025 · Richmond, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 16, 2024 to Apr 11, 2025 · Alpharetta, Ga
- W•••• F•••• A••••••• wirehouseSep 11, 2023 to Jul 23, 2024 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B•••••••• W••••• M••••••••• L••left Apr 11, 2025, registered May 14, 2025 (33 days) · Wirehouse to a state-registered adviser
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 23, 2024, registered Aug 16, 2024 (24 days) · Wirehouse to wirehouse
Signals
- ••• LockedApr 11, 2025 · Advisor changed firm · fact
- ••• LockedJul 23, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address