DFX Intelligence
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Registered advisor
C••••••••• D•••• B•••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSalt Lake City, Utdual registrantIAPD 7484508
Feed of 09/14/2026
At current firm
2 y
since Jan 16, 2024
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 16, 2024 · Salt Lake City, Ut
- E••••• J•••• national BDApr 25, 2022 to Jan 10, 2024 · Draper, Ut
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 10, 2024, registered Jan 16, 2024 (6 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJan 10, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address