DFX Intelligence
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Feed of 09/14/2026
Also filed as J•••• L••••
At current firm
1 y
since May 6, 2025
In the industry
10 y
since Oct 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 6, 2025 · Aventura, Fl
- W•••• F•••• A••••••• wirehouseApr 27, 2022 to Apr 29, 2025 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Apr 29, 2025, registered May 6, 2025 (7 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedApr 29, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address