DFX Intelligence
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Registered advisor
P••••••• S••••
Feed of 09/15/2026
Also filed as P••••••• V•••• H••••••••• Y• S••••••••• Y••• S••••
At current firm
2 y
since Jan 22, 2024
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 22, 2024 · Columbus, Oh
- M••••• S•••••• wirehouseApr 26, 2023 to Jan 11, 2024 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jan 11, 2024, registered Jan 22, 2024 (11 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedJan 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address