DFX Intelligence
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Registered advisor
P••••• A•••• M••••
Feed of 09/14/2026
At current firm
1 y
since Mar 25, 2025
In the industry
14 y
since Jul 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 25, 2025 · San Jose, Ca
- M••••• S•••••• wirehouseOct 3, 2023 to Mar 4, 2025 · Menlo Park, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Mar 4, 2025, registered Mar 25, 2025 (21 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedMar 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address