DFX Intelligence
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J••• P•••••• B•••••
As of · the IAPD feed; also filed as J••• B•••••
- At current firm
- 1 y
- In the industry
- 16 y
- Prior registered firms
- 1
- Signals
- 1
since Mar 19, 2025
As of · the IAPD feed; also filed as J••• B•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 19, 2025 · Syracuse, Ny
- J••• M••••• S••••••••• L•• wirehouseAug 31, 2022 to Mar 7, 2025 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to M••••• S••••••left Mar 7, 2025, registered Mar 19, 2025 (12 days) · Wirehouse to wirehouse
Signals
- ••• LockedMar 7, 2025 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address