DFX Intelligence

RIA Intelligence

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Registered advisor

B•••••• J•••••• P••••••

T••••• A••••••• S•••••••• I•••BD affiliatedMooresville, Ncdual registrantIAPD 7635879
Feed of 09/14/2026
Also filed as B•••••• J• P••••••••• J•••••• P••••••
At current firm
2 y
since Jul 3, 2024
In the industry
11 y
since Mar 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Jun 12, 2024 · Advisor changed firm · fact
Transition signals

No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
11derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address