DFX Intelligence
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Registered advisor
A••••• D••
Feed of 09/15/2026
Also filed as A••••• D••••••••• D••••••••• H•••••• T••••••••• T••••••••• D••••••••• H•••••• D••
At current firm
1 y
since Mar 7, 2025
In the industry
14 y
since Sep 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Mar 7, 2025 · Menomonee Falls, Wi
- E••••• J•••• national BDNov 22, 2023 to Feb 25, 2025 · Sussex, Wi
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to E•••••• A••••••• G••••• L••left Feb 25, 2025, registered Mar 7, 2025 (10 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedFeb 25, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address