DFX Intelligence
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Registered advisor
P••••• S••••••
Feed of 09/14/2026
Also filed as A••• S••••••••• S••••••••• A• S••••••
At current firm
0 y
since Nov 21, 2025
In the industry
13 y
since Mar 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Nov 21, 2025 · Greenwood Village, Co
- E••••• J•••• national BDOct 24, 2023 to Oct 1, 2024 · Folsom, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to E•••••• A••••••• G••••• L••left Oct 1, 2024, registered Nov 21, 2025 (416 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address