DFX Intelligence
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Registered advisor
L••• A••••• E•••••
Feed of 09/14/2026
Also filed as L••• S•••••••• A•••••
At current firm
0 y
since Apr 9, 2026
In the industry
10 y
since Apr 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Apr 9, 2026 · Norfolk, Va
- W•••• F•••• A••••••• wirehouseDec 12, 2023 to Feb 12, 2025 · Norfolk, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Feb 12, 2025, registered Apr 9, 2026 (421 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedFeb 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address