DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
Z••••• R•••••
Feed of 09/15/2026
Also filed as Z••••• W•••••• R•••••
At current firm
0 y
since Feb 6, 2026
In the industry
13 y
since Sep 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 6, 2026 · St. Louis, Mo
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Jun 24, 2025 · Salt Lake City, Ut
- F••••••• P••••••• A•• W•••••••• A••••••• formerDec 12, 2024 to Mar 31, 2025 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to W•••• F•••• A•••••••left Jun 24, 2025, registered Feb 6, 2026 (227 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 24, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address