DFX Intelligence
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Registered advisor
C••••••• M•••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as C••••••• C•••
At current firm
1 y
since Jan 30, 2025
In the industry
19 y
since Jul 1, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jan 30, 2025 · Lakeland, Fl
- E••••• J•••• national BDMar 11, 2024 to Jan 14, 2025 · Lakeland, Fl
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to T••••• A••••••• S•••••••• I•••left Jan 14, 2025, registered Jan 30, 2025 (16 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJan 14, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address