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RIA Intelligence

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Registered advisor

B••• S••••••

C•••••• S••••• • C••• I•••national BDLos Angeles, Cadual registrantIAPD 7885332

Feed of 09/14/2026

Also filed as B••• S••••••••• M•••••• S••••••

At current firm

1 y

since Jul 10, 2025

In the industry

10 y

since Apr 1, 2016 (earliest exam, job or registration)

Prior registered firms

2

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

1

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Jul 10, 2025 · Los Angeles, Ca

S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Jun 30, 2025 · El Segundo, Ca
F••••••• P••••••• A•• W•••••••• A••••••• former
May 3, 2024 to Mar 31, 2025 · El Segundo, Ca

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Jun 30, 2025, registered Jul 10, 2025 (10 days) · Affiliated broker-dealer or bank to another · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Jun 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address