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Registered advisor

E••• M• C•••

M••••• S••••••wirehouseRochester, Nydual registrantIAPD 7942269

Feed of 09/14/2026

Also filed as E••• M••••••• C•••

At current firm

1 y

since May 16, 2025

In the industry

12 y

since Sep 1, 2014 (earliest exam, job or registration)

Prior registered firms

2

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

2

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since May 16, 2025 · Rochester, Ny

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 16, 2025 to May 20, 2025 · Pittsford, Ny
E•••••••• A•••••••• L•• national BD
Oct 11, 2024 to Dec 3, 2024 · Rochester, Ny

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left May 20, 2025, registered May 16, 2025 (-4 days) · Wirehouse to wirehouse
E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 3, 2024, registered Jan 16, 2025 (44 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

••• Locked
May 20, 2025 · Advisor changed firm · fact
••• Locked
Dec 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address