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Registered advisor

E••• J• C•••••

P••• A••••• S••••••••• L••BD affiliatedFarmington, Ct dual registrantIAPD 7975894
Feed of 09/16/2026
Also filed as E••• J• C••••••••• J••• C•••••
At current firm
0 y
since Mar 31, 2026
In the industry
11 y
since Apr 1, 2015 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
    Moves
    a registration end followed by a registration begin elsewhere
    No firm change on the tape.
    Signals
    • ••• Locked
      Sep 15, 2026 · New state registration · fact
    • ••• Locked
      Aug 26, 2026 · New state registration · fact
    Transition signals

    Mobility scoring is not published yet.

    Provenance
    Source
    IAPD individual compilation feedreportedadviserinfo.sec.gov
    Firm class
    Broker-dealer affiliated wealth managerderived
    Years in industry
    11derivedfrom the earliest dated exam, employment or registration
    Not published
    disclosure flags, outside business text, branch street address