DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••• F••••••• C•••••••
Feed of 09/23/2026
Also filed as M•••• C•••••••
At current firm
0 y
since Sep 22, 2026
In the industry
17 y
since Aug 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••• A••••••• S•••••••• L•• mixed wealth currentsince Sep 22, 2026 · Miami, Fl
- B•••••••• I••••••••• M••••••••• L•• asset managerOct 17, 2025 to Sep 1, 2026 · Princeton, Nj
Moves
a registration end followed by a registration begin elsewhere
- B•••••••• I••••••••• M••••••••• L•• to I••••••• A••••••• S•••••••• L••left Sep 1, 2026, registered Sep 22, 2026 (21 days) · Other
Signals
- ••• LockedSep 22, 2026 · Advisor registered · fact
- ••• LockedSep 1, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address