DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Insigneo Advisory Services, LLC

Wealth manager with institutional or fund businessMiami, FloridaCRD 282589SEC 801-107256websiteIAPD
Latest filing Jun 8, 2026
First filing on the tape Feb 3, 2016 · 52 filings
SEC status approved since Feb 22, 2016
RAUM
$5.2B
reported, Item 5.F
Discretionary
40%
of RAUM
Private clients
44%
$2.3B individuals and HNW
Advisors
222
registered through the firm on IAPD
RAUM per advisor
$23.3M
derived; firm RAUM over IAPD count
Employees
223
178 advisory (5.B.1)
Offices
16
beyond the principal office
Private funds
1
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$5.2B as of Jun 8, 2026
Mar 29, 2017$112M then
HNW client RAUM$1.5B as of Jun 8, 2026
Mar 29, 2018$161M then
State-registered IARs (5.B.3)180 as of Jun 8, 2026
Mar 29, 20176 then
Employees (5.A)223 as of Jun 8, 2026
Mar 29, 201716 then
Private funds1 as of Jun 8, 2026
Mar 30, 20231 then
RAUM +43% over the last fiscal year+39% a year over threeIARs 158 to 180offices 15 to 16
Practice profile
derived from the filing of Jun 8, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$23.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
15derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.6MderivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
40%derivedof RAUM
Institutional
0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
13.1derived17 offices incl. principal (1.F.5)
RAUM growth, one year
+43%derivedbetween the last two annual amendments
Advisor growth, one year
+14%derivedItem 5.B.3 between annual amendments
Client growth, one year
+29%derived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
Wrap fee program
$2.8BreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$2.6B50%
  • High-net-worth individuals$1.5B28%
  • Individuals$835M16%
  • Banks and thrifts$160M3.1%
  • Pooled investment vehicles$67.2M1.3%
  • Insurance companies$17.3M0.3%
  • Charitable organizations$9.0M0.2%
  • Pension and profit-sharing plans$8.5M0.2%
Individual clients
3,013reported
HNW clients
402reported
Pension plan clients
16reported
Charitable clients
3reported
Accounts
5,107reported
Financial planning clients
reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.44 fund_share=0.01 institutional_share=0.01 related_bd=true related_bank=false bd_reps=211.0derived
Advisors registered through the firm
222 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Moises NudelBoca Raton, Fl Apr 25, 201620 y1
Tomas Lopez VargasMiami, FlJun 30, 201618 y1
Ahmed RiesgoPalmetto Bay, Fl Sep 8, 201620 y3
Oscar M MelianMiami, FlNov 7, 201634 y3
Astrid Amaranta Arias RuizMiami, Fl Jun 9, 201711 y0
Cesar Augusto AranaMiami, FlJul 31, 201720 y5
Juan Benjamin Gonzalez AlzagaMiami, Fl Jul 31, 201718 y2
Martin LatugayeMontevideo Jul 31, 201718 y2
Robert Ter BraakMontevideo Jul 31, 201718 y2
Hernan NosigliaPembroke Pines, Fl Nov 15, 201721 y3
Nicholas PatinoCoral Gables, Fl Dec 12, 201719 y4
Jose Omar RodriguezCertified Financial PlannerCoral Gables, Fl Feb 1, 201831 y2
Luis Heliodoro NavasMiami, FlMar 9, 201822 y2
Luiz David AzambujaMiami, Fl Mar 9, 201824 y7
Javier RiveroMiami, FlMar 27, 201824 y4
Christian Morgan BagshawMiami, FlApr 20, 201831 y4
Humberto Jose VegaOcala, Fl Jul 31, 201822 y3
Jorge De ApodacaMiami, Fl Jul 31, 201822 y3
Jonathan Albert EnderMiami, Fl Jul 31, 201824 y3
Gerardo Ivan CastilloMiami, Fl Jul 31, 201824 y3
Christian Pierce WatsonMiami, FlFeb 15, 201921 y2
Jose Alfredo SalazarMiami, FlMar 1, 201927 y3
Minerva RodriguezMiami, Fl Mar 27, 201920 y3
Carlos Edmundo BonadiesMiami, Fl May 8, 201925 y2
Mariela Cecilia Arana LandaetaMiami, Fl Aug 19, 201921 y3
Felix Jose Dones-PaganSan Juan, Pr Oct 11, 201916 y1
Mariana FoersterMiami, FlNov 20, 201919 y3
Javier David RodriguezCarolina, Pr Feb 4, 202012 y1
Cecilia Maria Socorro FuenmayorPembroke Pines, Fl Feb 13, 202017 y0
Salvador Roberto Diaz-BazanBoston, Ma Mar 4, 202025 y2
Edoardo G RibettiMiami, Fl May 14, 202024 y5
Miguel Benigno CarrilloMiami, FlAug 10, 202028 y3
Albert Alexander PhilionCertified Financial PlannerMiami, FlSep 1, 202033 y2
Andres BrikMiami, FlSep 15, 202015 y2
Jaime M MusaCharlotte, Nc Sep 22, 202013 y1
Jose Nader CaleroMiami, FlSep 25, 202016 y0
Marcelo BorrelliMiami, Fl Oct 6, 202027 y4
Zoraida Caridad DiazMiami, Fl Oct 13, 202032 y5
Cristina Beatrice MendezCertified Financial PlannerMiami, Fl Oct 13, 202027 y4
Jose Antonio VidalMiami, Fl Oct 28, 202029 y2
All 222 advisors at Insigneo Advisory Services, LLC
Advisor movement
1 left, 23 joined in 12 months
net +22 in 12 months0 left in 90 days4 joined in 90 daysdeparture rate 0.5% of current headcount23 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Insigneo Access-Vintage Fund I LPPrivate Equity Fund$26.8M30Apr 29, 2022
Owners and control persons
Schedule A and B, latest filing
  • Cecilia Mariela Arana Landaeta · Head Of Client Relationscontrol
    since 07/2019 · owns less than 5%
  • Washington George Arnett · General Counsel And Corporate Secretary/Directorcontrol
    since 12/2024 · owns less than 5%
  • Robert Michael Averett · Chief Revenue Officercontrol
    since 02/2024 · owns less than 5%
  • Francisco Nunez · Directorcontrol
    since 12/2024 · owns less than 5%
  • Javier Rivero · President And Chief Operating Officer/Directorcontrol
    since 12/2024 · owns less than 5%
  • Federico Mariano Scandizzo · Head Of Asset Management And Portfolio Managercontrol
    since 04/2022 · owns less than 5%
  • Moises Valladares-Torres · Chief Compliance Officercontrol
    since 04/2024 · owns less than 5%
  • Raul Henriquez · Trusteecontrol
    since 12/2006 · owns F of Rh Revocable Trust
  • Roxana Sara Silva Henriquez · Trusteecontrol
    since 02/2017 · owns F of Rh Children'S Trust
Entity owners
  • Insigneo Financial Group, LLC · Member - Class A
    direct · owns 75% or more
  • Insigneo Puerto Rico · Member - Class B
    direct · owns 10% to 25%
  • Insigneo Puerto Rico Partnership Holdings LLC · Member - Class B
    direct · owns 10% to 25%
  • Insigneo Securities Partnership Holdings LLC · Member - Class B
    direct · owns 10% to 25%
  • Insigneo Financial Group, LLC · Member
    indirect · owns 75% or more of Insigneo Securities Partnership Holdings LLC
  • Insigneo Financial Group, LLC · Member
    indirect · owns 75% or more of Insigneo Puerto Rico Partnership Holdings LLC
  • Northeastgis Holdings, Inc. · Shareholder
    indirect · owns 25% to 50% of Insigneo Financial Group, LLC
  • R-Henriquez Holdings, LLC · Member
    indirect · owns 75% or more of Northeastgis Holdings, Inc.
  • Rh Children'S Trust · Member
    indirect · owns 25% to 50% of R-Henriquez Holdings, LLC
  • Rh Revocable Trust · Member
    indirect · owns 75% or more of R-Henriquez Holdings, LLC
Related persons
Schedule D 7.A
  • Hencorp Valores, Ltda
    pooled vehicle sponsorn
  • Hencorp, S.A De C.V.
    broker-dealern
  • Insigneo Access Gp LLC
    pooled vehicle sponsory
  • Insigneo Argentina, Sau
    investment advisern
  • Insigneo Asesores De Inversion Latam S.A
    investment advisern
  • Insigneo Asesorias Financieras Spa
    investment advisern
  • Insigneo Capital S.A.
    pooled vehicle sponsorn
  • Insigneo International Asesores De Inversion, Uruguay S.A.
    investment advisern
  • Insigneo Securities, LLC
    broker-dealerreal estaten
  • Mbh Capital Advisors S.R.L
    investment advisern
Advisers that list Insigneo Advisory Services, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Miami, Fl · principal221560
Coral Gables, Fl3370
New York, Ny1621
Houston, Tx940
San Juan, Pr710
Palmetto Bay, Fl620
Aventura, Fl310
Boca Raton, Fl300
Davie, Fl300
Doral, Fl300
Key Biscayne, Fl300
Weston, Fl310
Laredo, Tx210
Miami Beach, Fl210
Fort Lauderdale, Fl210
Pembroke Pines, Fl200
Cutler Bay, Fl200
Charlotte, Nc200
Beverly Hills, Ca220
Pearland, Tx000
Offices
Schedule D 1.F, the 25 largest
  • Coral Gables, FL19 employees
  • New York, NY8 employees
  • Montevideo, Uruguay8 employees
  • Houston, TX6 employees
  • San Juan, PR4 employees
  • Santiago, Chile3 employees
  • Boca Raton, FL3 employees
  • Aventura, FL3 employees
  • Montevideo, Uruguay2 employees
  • Boston, MA1 employees
  • Cali, Colombia1 employees
  • El Cajon, CA1 employees
  • Laredo, TX1 employees
  • Montevideo, Uruguay1 employees
  • San Antonio, TX1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Jun 8, 2026
    HENRIQUEZ, RAUL (TRUSTEE) left Schedule A between the filings of 2024-12-04 and 2026-06-08
    peers: independent wealth managers, $5B to $20B (289)
  • control person changedChange between filings · filing Jun 8, 2026
    VALLADARES-TORRES, MOISES (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-12-04 and 2026-06-08
    peers: independent wealth managers, $5B to $20B (289)
  • control person changedChange between filings · filing Jun 8, 2026
    Silva Henriquez, Sara, Roxana (TRUSTEE) left Schedule A between the filings of 2024-12-04 and 2026-06-08
    peers: independent wealth managers, $5B to $20B (289)
  • discretionary share shiftChange between filings · filing Mar 31, 2026
    discretionary share of RAUM moved from 72.0% to 40.0% between the annual amendments of 2025-03-24 and 2026-03-31
    peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
  • Accounts · 4,142 to 5,107
    Jan 5, 2026 to Mar 31, 2026
  • Advisory employees · 188 to 178
    Jan 5, 2026 to Mar 31, 2026
  • BD registered reps · 156 to 211
    Jan 5, 2026 to Mar 31, 2026
  • Charity clients · unset to 3.0
    Jan 5, 2026 to Mar 31, 2026
  • Corporate clients · 677 to 1,025
    Jan 5, 2026 to Mar 31, 2026
  • HNW clients · 308 to 402
    Jan 5, 2026 to Mar 31, 2026
  • Individual clients · 2,348 to 3,013
    Jan 5, 2026 to Mar 31, 2026
  • Pension plan clients · 8 to 16
    Jan 5, 2026 to Mar 31, 2026
  • Employees · 197 to 223
    Jan 5, 2026 to Mar 31, 2026
  • State-registered IARs · 158 to 180
    Jan 5, 2026 to Mar 31, 2026
  • Other offices · 15 to 16
    Jan 5, 2026 to Mar 31, 2026
  • Discretionary RAUM · $2.6B to $2.1B
    Jan 5, 2026 to Mar 31, 2026
  • HNW RAUM · $1.1B to $1.5B
    Jan 5, 2026 to Mar 31, 2026
  • Individual RAUM · $712M to $835M
    Jan 5, 2026 to Mar 31, 2026
  • Non-discretionary RAUM · $1.0B to $3.1B
    Jan 5, 2026 to Mar 31, 2026
  • Pension RAUM · $4.7M to $8.5M
    Jan 5, 2026 to Mar 31, 2026
  • Pooled vehicle RAUM · $66.2M to $67.2M
    Jan 5, 2026 to Mar 31, 2026
  • RAUM · $3.6B to $5.2B
    Jan 5, 2026 to Mar 31, 2026
  • Other offices · 14 to 15
    Jun 11, 2025 to Aug 6, 2025
  • Financial planning clients · unset to
    Mar 24, 2025 to Jun 11, 2025
  • Other offices · 15 to 14
    Mar 24, 2025 to Jun 11, 2025
  • Accounts · 3,802 to 4,142
    Dec 4, 2024 to Mar 24, 2025
  • Advisory employees · 168 to 188
    Dec 4, 2024 to Mar 24, 2025
  • BD registered reps · 180 to 156
    Dec 4, 2024 to Mar 24, 2025
  • Corporate clients · 753 to 677
    Dec 4, 2024 to Mar 24, 2025
  • HNW clients · 367 to 308
    Dec 4, 2024 to Mar 24, 2025
  • Individual clients · 2,549 to 2,348
    Dec 4, 2024 to Mar 24, 2025
  • Pension plan clients · unset to 8.0
    Dec 4, 2024 to Mar 24, 2025
  • Employees · 185 to 197
    Dec 4, 2024 to Mar 24, 2025
  • State-registered IARs · 156 to 158
    Dec 4, 2024 to Mar 24, 2025
  • Discretionary RAUM · $2.2B to $2.6B
    Dec 4, 2024 to Mar 24, 2025
  • HNW RAUM · $1.0B to $1.1B
    Dec 4, 2024 to Mar 24, 2025
  • Individual RAUM · $637M to $712M
    Dec 4, 2024 to Mar 24, 2025
  • Non-discretionary RAUM · $824M to $1.0B
    Dec 4, 2024 to Mar 24, 2025
  • Pension RAUM · unset to 4726411.0
    Dec 4, 2024 to Mar 24, 2025
  • Pooled vehicle RAUM · $41.8M to $66.2M
    Dec 4, 2024 to Mar 24, 2025
  • RAUM · $3.1B to $3.6B
    Dec 4, 2024 to Mar 24, 2025
  • Accounts · 2,910 to 3,802
    Dec 20, 2023 to Mar 28, 2024
  • Advisory employees · 154 to 168
    Dec 20, 2023 to Mar 28, 2024
  • BD registered reps · 160 to 180
    Dec 20, 2023 to Mar 28, 2024
Signals
60 dated events
  • Leopoldo Enrique Ferris Wallis added a FL registration at Insigneo Advisory Services, Llc
    Sep 14, 2026 · New state registration · fact
  • Leopoldo Enrique Ferris Wallis added a DE registration at Insigneo Advisory Services, Llc
    Sep 11, 2026 · New state registration · fact
  • Leopoldo Enrique Ferris Wallis added a NJ registration at Insigneo Advisory Services, Llc
    Sep 11, 2026 · New state registration · fact
  • Leopoldo Enrique Ferris Wallis added a NY registration at Insigneo Advisory Services, Llc
    Sep 10, 2026 · New state registration · fact
  • 2 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Miami, FL) for Insigneo Advisory Services, LLC on the same day
    Jun 10, 2026 · Team lift-out · derived
  • Insigneo Advisory Services, Llc reported RAUM $5.2B, up 43% from $3.6B (2026-01-05 to 2026-03-31)
    Mar 31, 2026 · RAUM change · derived
  • Nicolas Guido Schreiber left Insigneo Advisory Services, Llc for Ipg Investment Advisors, Llc (registered 2026-02-24)
    Feb 2, 2026 · Advisor changed firm · fact
  • 2 advisors left Btg Pactual Asset Management US , LLC (Kissimmee, FL) for Insigneo Advisory Services, LLC on the same day
    Jan 20, 2026 · Team lift-out · derived
  • 3 advisors left Raymond James & Associates, Inc. (Palmetto Bay, FL) for Insigneo Advisory Services, LLC on the same day
    Nov 20, 2025 · Team lift-out · derived
  • Diana Lorena Gazzola left Insigneo Advisory Services, Llc for Gentrust (registered 2025-10-22)
    Sep 15, 2025 · Advisor changed firm · fact
  • Aida Iris Velazquez left Insigneo Advisory Services, Llc for Oppenheimer & Co. Inc. (registered 2025-09-15)
    Sep 8, 2025 · Advisor changed firm · fact
  • Luis Bruzual left Insigneo Advisory Services, Llc for J.P. Morgan Securities Llc (registered 2025-10-02)
    Sep 5, 2025 · Advisor changed firm · fact
  • 4 advisors left Stonex International Advisors Inc (Miami, FL) for Insigneo Advisory Services, LLC on the same day
    Aug 1, 2025 · Team lift-out · derived
  • Luis Enrique Jocelyn-Holt left Insigneo Advisory Services, Llc for Ucap Americas (registered 2025-07-18)
    Jul 22, 2025 · Advisor changed firm · fact
  • Maria Genoveva Hernandez left Insigneo Advisory Services, Llc for Banorte Asset Management, Inc. (registered 2025-06-23)
    Jun 24, 2025 · Advisor changed firm · fact
  • 2 advisors left Sanctuary Advisors, LLC (Miami, FL) for Insigneo Advisory Services, LLC on the same day
    Jun 4, 2025 · Team lift-out · derived
  • Ahmed M Roshdy left Insigneo Advisory Services, Llc for Edward Jones (registered 2025-05-12)
    May 9, 2025 · Advisor changed firm · fact
  • Jessica Estela Rodriguez left Insigneo Advisory Services, Llc for Bbva Global Wealth Advisors, Inc. (registered 2025-06-02)
    Apr 17, 2025 · Advisor changed firm · fact
  • Massiel Rodriguez Romero left Insigneo Advisory Services, Llc for Morgan Stanley (registered 2025-04-17)
    Mar 31, 2025 · Advisor changed firm · fact
  • Nicolas A Jimenez left Insigneo Advisory Services, Llc for Morgan Stanley (registered 2026-08-19)
    Feb 28, 2025 · Advisor changed firm · fact
  • Francisco Nunez (Director) appeared on Schedule A of Insigneo Advisory Services, Llc
    Dec 4, 2024 · Control person joined · fact
  • Patrick Simon left Insigneo Advisory Services, Llc for Aventura Private Wealth, Llc (registered 2024-11-21)
    Nov 12, 2024 · Advisor changed firm · fact
  • Roberto Ruiz Velez left Insigneo Advisory Services, Llc for Mora Capital Management, Llc (registered 2024-12-16)
    Oct 10, 2024 · Advisor changed firm · fact
  • Luiz David Xavier Azambuja left Insigneo Advisory Services, Llc for Stonecrest Advisors, Inc. (registered 2025-01-10)
    Oct 1, 2024 · Advisor changed firm · fact
  • Jose A Lau left Insigneo Advisory Services, Llc for Bbva Global Wealth Advisors, Inc. (registered 2024-10-10)
    Oct 1, 2024 · Advisor changed firm · fact
  • Shmuel Isaac Maya left Insigneo Advisory Services, Llc for Aventura Private Wealth, Llc (registered 2025-02-05)
    Sep 4, 2024 · Advisor changed firm · fact
  • Andrea Jose Bruno left Insigneo Advisory Services, Llc for Aventura Private Wealth, Llc (registered 2024-11-11)
    Sep 4, 2024 · Advisor changed firm · fact
  • 2 advisors left Insigneo Advisory Services, LLC (Miami, FL) for Aventura Private Wealth, LLC on the same day
    Sep 4, 2024 · Team lift-out · derived
  • Martin Talmasky Silbert left Insigneo Advisory Services, Llc for Bolton Global Asset Management (registered 2024-09-09)
    Aug 23, 2024 · Advisor changed firm · fact
  • Jonathan Sauce left Insigneo Advisory Services, Llc for Amerant Investments, Inc. (registered 2024-04-29)
    Apr 22, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Business email
info@insigneo.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
305-373-9000reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/insigneoreportedpublic record, Form ADV, Sep 17, 2026
Website
insigneo.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
305.373.9000reportedpublic record, Form ADV, Jun 8, 2026
Contact form
insigneo.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page
insigneo.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor
$23.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026