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J•••• M• H•••••••
- In the industry
- 0.9 y
- Prior registered firms
- 0
- Signals
- 0
1 professional route published by an outside business this advisor disclosed. Subscribers see them with their source pages.
- ••• Locked
- Practice attractivenessnoneno observable scale indicator beyond registration
- Team depthnone0 of the 0 people who once moved firms with this advisor are registered here now (a team seen in registrations; web team pages are not used until they pass review).
- Entrepreneurial profilestrongDetails are shown to subscribers.
- Real estate activitynotableDetails are shown to subscribers.
- Contactabilityweakno contact route found
- Movement signalnone0 of 0 dated or circumstantial readings historically went with moving. The forward-tested move model places this advisor in its Baseline band. Early-career bands mostly reflect trainee churn.
- Recent change activitysomeDetails are shown to subscribers.
- Independence preparationnoneNo concrete evidence of preparation for independence.
- Historical mobilitynone0 prior firms.
- 0.9 years in the industry
- 0.8 years at the current firm
- 0 prior registered firms
- Registered in 51 states (firm median 2)
- Exams: SIE, Series 66, Series 7TO
- Registered as a broker as well as an adviser
- 1 of about 31 in the office left in the last 180 days
Shown to subscribers, with the official record linked.
- 7 disclosed outside organisations
- Owner, founder or manager of 7
- strongEntrepreneurial activityOwns, founded or manages 7 business entities outside the advisory practice (self-disclosed on Form U4).
- notableReal estate activity2 real-estate entities disclosed.
- strongBusiness network connectivityThrough these entities DFX sees 14 other people named in public records and 0 other registered advisors who disclose the same entities. These are observed business connections, not clients.
- strongExternal business breadthOutside business spans 5 categories: energy, healthcare, operating company, real estate, technology.
- M•••• H••••••••• S•••••••• I•••HealthcareOwner, Partner · since 2024-12-03
Medical device company providing secure, compliant, data driven medication waste disposal (the advisor's own disclosure)
Owns or founded a healthcare business outside the advisory practice.
self-disclosed on Form U4 - P•••• D••••••• I•••Operating companyOwner, Partner · since 2024-06-10
Food equipment (ice cream dispenser) startup, affiliate of Nottingham Spirk Design (the advisor's own disclosure)
Owns or founded an operating company outside the advisory practice; raised $2,290,000 under Reg D.
self-disclosed on Form U4 - S••••• C• E••••• L•• B••Real estateOwner, Partner · since 2024-05-09
Clemson, SC student housing project (the advisor's own disclosure)
Owns or founded a real-estate entity outside the advisory practice.
self-disclosed on Form U4 - L••• E••••• I•••Energy and mineralsOwner, Partner · since 2023-04-24
E-mobility and swappable energy platform company (the advisor's own disclosure)
Owns or founded an energy or mineral interest outside the advisory practice; raised $4,158,461 under Reg D.
self-disclosed on Form U4 - I••••••• S•••••• B•••••••• C••••HealthcareOwner, Partner · since 2022-09-12
Medical device company (the advisor's own disclosure)
Owns or founded a healthcare business outside the advisory practice.
self-disclosed on Form U4
View all 7 outside organisationsShow fewer
- V•••• L••TechnologyOwner, Partner · since 2022-04-12
Blockchain technology startup (the advisor's own disclosure)
Owns or founded a technology company outside the advisory practice.
self-disclosed on Form U4 - S••••• V•• I••••••••• L••Real estateOwner, Partner · since 2017-10-24
Investment in a senior living facility in Wadsworth, Ohio (the advisor's own disclosure)
Owns or founded a real-estate entity outside the advisory practice; raised $400,000 under Reg D.
self-disclosed on Form U4
- J••• M••••• S••••••••• L•• wirehouse currentsince Dec 8, 2025 · Cleveland, Oh
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 0.9 yderivedfrom the earlier of the first exam and the first registration on IAPD
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote