DFX Intelligence
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Registered advisor
I•••• F••••••• S••••••
Feed of 09/14/2026
Also filed as I•• S••••••
At current firm
8 y
since Feb 23, 2018
In the industry
50 y
since Jun 1, 1976 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 23, 2018 · Denton, Tx
- E••••• J•••• national BDFeb 16, 2007 to Feb 20, 2018 · Denton, Tx
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 20, 2018, registered Feb 23, 2018 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 50derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address