DFX Intelligence
Advisors
Advisors registered through Cwm, LLCAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
616 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Todd Alan Wolff | Cwm, LLC BD affiliated | Fort Atkinson, Wi | Jun 12, 2018 | 25 y | 1 | 1 |
| Scott Wood | Cwm, LLC BD affiliated | Omaha, Ne | Aug 1, 2022 | 37 y | 1 | 1 |
| Edwin James Woolley Certified Financial Planner | Cwm, LLC BD affiliated | Omaha, Ne | Sep 8, 2025 | 26 y | 7 | 2 |
| G•••••• A• W•••••••• Certified Financial Planner | C••• L•• BD affiliated | Farmington Hills, Mi | Apr 27, 2021 | 24 y | 3 | 3 |
| M••••• A••••• W••••• | C••• L•• BD affiliated | Omaha, Ne | Dec 9, 2024 | 10 y | 0 | 1 |
| A••• L•• W••••• | C••• L•• BD affiliated | The Woodlands, Tx | May 10, 2013 | 26 y | 4 | 1 |
| J•••• A••••• W••• Certified Financial Planner · dual registrant | C••• L•• BD affiliated | Roseville, Ca | Jan 21, 2025 | 29 y | 6 | 2 |
| R••• D••••• W•••• dual registrant | C••• L•• BD affiliated | Omaha, Ne | Jan 29, 2018 | 26 y | 2 | 1 |
| S•••• Y•••••••• | C••• L•• BD affiliated | Hagerstown, Md | May 14, 2026 | 12 y | 0 | 1 |
| J•••• L•• Y•••••• Certified Financial Planner | C••• L•• BD affiliated | Cedar Rapids, Ia | Oct 25, 2023 | 11 y | 0 | 2 |
| E•••• Y•••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Jun 9, 2025 | 11 y | 1 | 2 |
| C••••••• J••• Y••• Chartered Financial Consultant | C••• L•• BD affiliated | Omaha, Ne | Jan 15, 2015 | 24 y | 5 | 2 |
| J••••• J• Y••• | C••• L•• BD affiliated | Hastings, Ne | Nov 1, 2023 | 17 y | 3 | 1 |
| L•••• M•••••• Y•••• dual registrant | C••• L•• BD affiliated | West Monroe, La | Nov 16, 2022 | 25 y | 4 | 2 |
| J••• R•••••• Z•••••••• | C••• L•• BD affiliated | Roseville, Ca | Jul 1, 2026 | 19 y | 4 | 1 |
| K•••• Z••••• | C••• L•• BD affiliated | Omaha, Ne | Mar 25, 2019 | 22 y | 1 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
Page 13 of 13Previous