RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• A• W••••••••
- C••• L•• BD affiliated currentsince Apr 27, 2021 · Palatine, Il
- G•• F•••••••• A•••••••• I••• formerAug 1, 2013 to Aug 18, 2020 · Lake Forest, Il
- L•• F•••••••• L•• BD affiliatedDec 16, 2005 to May 4, 2021 · Libertyville, Il
- T••••••••• F•••••••• A•••••••• I••• unclassifiedJan 6, 2005 to Dec 16, 2005 · Libertyville, Il
- L•• F•••••••• L•• to G•• F•••••••• A•••••••• I•••left May 4, 2021, registered Aug 1, 2013 (-2833 days) · Other
- G•• F•••••••• A•••••••• I••• to C••• L••left Aug 18, 2020, registered Apr 27, 2021 (252 days) · RIA to affiliated broker-dealer or bank
- T••••••••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Dec 16, 2005, registered Dec 16, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address