DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Edwin James Woolley

Cwm, LLCBD affiliatedOmaha, Ne IA-onlyIAPD 4143172

Certified Financial Planner

Feed of 09/15/2026

Also filed as Jim Woolley

At current firm

1 y

since Sep 8, 2025

In the industry

26 y

since Mar 10, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cwm, LLC BD affiliated current
since Sep 8, 2025 · Omaha, Ne
United Planners' Financial Services Of America A Limited Partner independent RIA
Mar 14, 2023 to Sep 23, 2025 · Scottsdale, Az
Duncan Financial Planning Advisors no RAUM
Feb 15, 2021 to Jul 5, 2023 · Twin Falls, Id
Duncan Financial Planning Advisors no RAUM
Dec 20, 2020 to Dec 31, 2020 · Twin Falls, Id
Cambridge Investment Research Advisors, Inc. BD affiliated
Aug 31, 2015 to Mar 27, 2023 · Twin Falls, Id
Valic Financial Advisors, Inc. BD affiliated
Jan 7, 2010 to Sep 4, 2015 · Lakewood, Co
Concourse Financial Group Advisors former
Nov 17, 2006 to Feb 27, 2007 · Colorado Springs, Co
Lincoln Investment independent RIA
Aug 9, 2006 to Sep 11, 2006 · Colorado Springs, Co

Moves

a registration end followed by a registration begin elsewhere

United Planners' Financial Services Of America A Limited Partner to Cwm, LLC
left Sep 23, 2025, registered Sep 8, 2025 (-15 days) · RIA to affiliated broker-dealer or bank
Duncan Financial Planning Advisors to United Planners' Financial Services Of America A Limited Partner
left Jul 5, 2023, registered Mar 14, 2023 (-113 days) · Other
Cambridge Investment Research Advisors, Inc. to Duncan Financial Planning Advisors
left Mar 27, 2023, registered Dec 20, 2020 (-827 days) · Other
Valic Financial Advisors, Inc. to Cambridge Investment Research Advisors, Inc.
left Sep 4, 2015, registered Aug 31, 2015 (-4 days) · Other
Concourse Financial Group Advisors to Valic Financial Advisors, Inc.
left Feb 27, 2007, registered Jan 7, 2010 (1045 days) · Other
Lincoln Investment to Concourse Financial Group Advisors
left Sep 11, 2006, registered Nov 17, 2006 (67 days) · Other

Signals

Edwin James Woolley left United Planners' Financial Services Of America A Limited Partner for Cwm, Llc (registered 2025-09-08)
Sep 23, 2025 · Advisor changed firm · fact
Edwin James Woolley left Duncan Financial Planning Advisors for United Planners' Financial Services Of America A Limited Partner (registered 2023-03-14)
Jul 5, 2023 · Advisor changed firm · fact
Edwin James Woolley left Cambridge Investment Research Advisors, Inc. for Duncan Financial Planning Advisors (registered 2020-12-20)
Mar 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address