DFX Intelligence

Advisors’ outside businesses

Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.

Companies

3,469 reviewed

ARS Sales LLCType not stated
Closed LLC that was not completed
KS · 1 advisor
Arseneau Advisor Group, LLCInsurance
fixed insurance products: life, annuities, disability, long term care, Medicare supplements
GA · 1 advisor
Arseneau Advisory Group, LLCPractice brand
operating entity for advisory and insurance business
GA · 1 advisor
A••••• L•••• a•• M••••• H••••••••Real estate
Real estate; property management
CA · 1 advisor
A••• C•••••• o• G•••••• B•••• R••••Nonprofit
Promotes cultural growth, economic development and education through the arts in a 10-parish region
LA · 1 advisor
A••• F•••••• F••••Nonprofit
Non-Profit
FL · 1 advisor
A•• W••••• M•••••••••Practice brand
Business entity for tax/investment purposes only
CA · 1 advisor
A••••• V•••••••Operating company
Develops and launches sexual health and wellness consumer products for the LGBTQ community
WA · 1 advisor
A••••••Nonprofit
Homeowners association for A•••••• neighborhood
SC · 1 advisor
A•••• R••• E••••• A••••••••• o• A•••••• • T••• C•••••Nonprofit
MN · 1 advisor
A••••••••• d• E•••••••• U•••Nonprofit
Nonprofit alumni association supporting University Gardens High School in Puerto Rico
PR · 1 advisor
A••••••••• I••••••••• H•••• G•Nonprofit
Charitable, cultural and educational foundation
FL · 1 advisor
A•••••Insurance
PA · 1 advisor
A••••• L••• I••••••••Insurance
Fixed annuity
TX · 1 advisor
A•••• P••••••••• G••••• L••Insurance
Insurance Sales and Services
KY · 1 advisor
A•••• P••••••••• W••••• • T••Insurance
Insurance/annuities
NV · 1 advisor
A••••••••• O• L••••• P••••••••• F•• A••••••• W••••••••• C••••••Nonprofit
VOLUNTEER BASED NON PROFIT ORGANIZATION
DC · 1 advisor
A•••••••• P••• M••••••••• L••Practice brand
Business operation purposes only
NC · 1 advisor
A•••••••• W••••• a•• F••••••••Insurance
Sale of life insurance contracts
FL · 1 advisor
A•••••••Type not stated
Corporation paying residual commissions on products sold
NE · 1 advisor
A••• C•••••••••Civic or government
Home owners association
NY · 1 advisor
A•••• W••••• M••••••••• L••Practice brand
Provides investment advisory services offered through API Financial Advisors, LLC
FL · 1 advisor
A••••••• F••••• W••••• O••••• L••Advisory / wealth firm
Investment management
CA · 1 advisor · formed 2026
A•••• F•••••••• G•••• H••••••• L••Holding company
Business Entity For Tax/Investment Purposes Only
AZ · 1 advisor
A•••• F•••••••• L••Accounting and tax
Tax Prep/Accounting/CPA
AZ · 1 advisor
A•••• F•••••••• W••••• M••••••••• L••Practice brand
DBA for LPL Business
AZ · 1 advisor
A•••• R••• E••••• L••Real estate
Real Estate Rental
AZ · 1 advisor
A• H••• F•••••••••Real estate
Real Estate Rental
AL · 1 advisor
A•••••• W•••••• F•••••••••Nonprofit
Charity, private foundation
GA · 1 advisor
A••••••• C•••• H•••••• C••• L••Holding company
Legal entity established for business purposes
WA · 1 advisor
A••••••• U•••• F•••••••• C••••••••• L••Affiliate of the employer
Support company
MD · 1 advisor
A•••• Q•••••••• I•••Technology
AI-driven strategic risk technology company serving executives and boards
NY · 1 advisor
A•• A••••••• T•••••• S••••••• I••Affiliate of the employer
Insurance business
CA · 1 advisor
A••••• P••• V••• L••Investment vehicle
Holding LLC for passive investment in Equity Based Capital mortgage pool fund
CT · 1 advisor · formed 2020
A••••• B• F••••••••Consulting
Coaches clients on budgeting, debt elimination, and basics of financial literacy
WA · 1 advisor
A••••••• M••••••• S•••••• L•••Operating company
Dormant.
OH · 1 advisor
A•••••• P•••••• O•••••Insurance
Insurance and planning services
DE · 1 advisor
A••••• R••••••Operating company
AZ · 1 advisor
A••••• G••• A•••••••••Nonprofit
G••• association that conducts tournaments for its members
TX · 1 advisor
A••••• S•••••• O• A•••••• E••• T• C••••••Nonprofit
TN · 1 advisor
A•••••••• P••••• O•••••• P••••••Civic or government
NY · 1 advisor
A••••• L•••••••• L••Operating company
lists its owned vehicles for rent on Turo.com
CA · 1 advisor
A••••• O••• P••Nonprofit
Parent-teacher association
CA · 1 advisor
A•• T••••• W••••••••Operating company
T••••• equipment sales.
FL · 1 advisor
A••••• C•••••• P••••••• L••Real estate
Residential Rental Properties
TX · 1 advisor
A••• L••Type not stated
NY · 1 advisor · formed 2022
B• F••••• M••••••••• C•••••• L••Operating company
Administration only, to employ minor children in spouse's small business during summer
ID · 1 advisor
B• P••••••• M••••••••• L••Real estate
Rental property
ME · 1 advisor
B• R•••• W••••• I••••••••Insurance
Life I•••••••• and Annuities
NC · 1 advisor
B••• F••••• I•••••••• T••••Type not stated
I•••••••• trust holding 2 insurance policies
MD · 1 advisor

The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.

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