DFX Intelligence
Advisors’ outside businesses
Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.
CompaniesWhat is listedA company appears here only when an advisor’s own disclosure names it and the disclosure has been reviewed. Personal items (a trusteeship for a relative, a home, a side job) are never listed. The advisor count is every registered advisor whose disclosure names a company with this exact name in this state.
3,469 reviewed
- CA · 1 advisor
- CA · 1 advisor
- BABY D INCType not statedAZ · 1 advisor
- FL · 1 advisor
- B••••• U• c••••••• L••• T•• G••••••• L••• T•• H•••••••• L••Holding companyS Corp and real estate holding entities in the Spartan Septic and Sewer purchase structureMI · 1 advisor
- NC · 1 advisor
- GA · 1 advisor
- CT · 1 advisor · formed 2024
- B••••••• S••••••• P•••••••Affiliate of the employerCA · 1 advisor
- B••••• F• I••Accounting and taxFederal and state tax resolution services, client consultations, and compliance supportCA · 1 advisor
- CA · 1 advisor
- NY · 1 advisor
- B•••••• W•••••• U•••••••••EducationOH · 1 advisor
- B•••••••• B•••• C•••••Religious organisationMD · 1 advisor
- B•••••••• D••••• S•••••NonprofitS••••• teaching art, design and communication to B•••••••• City studentsMD · 1 advisor
- NY · 1 advisor
- B•••••• L••• a•• C••••••• C••••••InsuranceMedicare Supplement, annuity, equity indexed annuity, life, health and LTC insurance productsAR · 1 advisor
- FL · 1 advisor
- NH · 1 advisor
- B••••• C••••• C••Operating companyBoutique coffee roaster focused on uplifting the Puerto Rican coffee industry; founded 2014.PR · 1 advisor
- CA · 1 advisor
- FL · 1 advisor
- IL · 1 advisor
- IL · 1 advisor
- NY · 1 advisor
- RI · 1 advisor
- FL · 1 advisor
- FL · 1 advisor
- OH · 1 advisor
- KY · 1 advisor
- LA · 1 advisor
- B••••• S•••• • W•••• A•• S••••• H••••• F•••••••••NonprofitFoundation supporting B••••• S•••• & W•••• All S••••• Medical Center, Fort Worth.TX · 1 advisor
- B••••• W••••• P•••••••InsuranceMA · 1 advisor
- FL · 1 advisor
- WA · 1 advisor
- CA · 1 advisor
- B••• F••••• I••••••••• L••Holding companyHolding company for a private investment in a safety supply companyPA · 1 advisor
- B•• P••••••• L••Investment vehicleGroup investing with private equity ownership in the Blue Note bourbon company.GA · 1 advisor
- B•• G•••• L••Investment vehicleCA · 1 advisor
- CA · 1 advisor
- CA · 1 advisor
- AZ · 1 advisor
- MA · 1 advisor
- B••••• S••••••••• L••ConsultingCA · 1 advisor
- B•••••••••Operating companyHome fragrance business importing candles, lotions and diffusers from South AfricaNY · 1 advisor
- MA · 1 advisor
- IL · 1 advisor
- IL · 1 advisor
- CO · 1 advisor · formed 2013
- TX · 1 advisor
The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.