DFX Intelligence

Advisors’ outside businesses

Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.

Companies

3,469 reviewed

E320 WealthInsurance
Annuity and insurance business; family office
FL · 1 advisor
Eagle House LLCReal estate
Rental property
CA · 1 advisor
Eagle Investments LLCReal estate
LLC holding a rental property to separate liability
NE · 1 advisor
E••••• L•••••• I••••••••• P••• L••Real estate
Commercial real estate building
WA · 1 advisor
E••••••••• L••Operating company
Cruise ship sales channel for an existing jewelry business
FL · 1 advisor
E••• B•• L•••••• • Q•••• W•••• P••••••••• M•••••Operating company
P••••••••• social group hosting round robins, clinics and tournaments.
CA · 1 advisor
E••• C••••••• U••••••••• A••••• A•••••••••Nonprofit
Non-profit supporting and promoting E••• C••••••• University and its alumni
NC · 1 advisor
E••• G••••• C••••••••• C•••••Religious organisation
Church
CT · 1 advisor
E••• V••• H•••••••Real estate
Passive rental property
TN · 1 advisor
E••••••• S••••• P••Nonprofit
S••••• PTA
NC · 1 advisor
E•• P••••••••• L••Real estate
Owning and renting real estate
MA · 1 advisor
E••• T••••••••• L••Operating company
Hydrogen molecular water system providing health benefits
UT · 1 advisor
E••• T••••• L••Operating company
Retail/Online Stores
IL · 1 advisor
E••••••• F••••••••Accounting and tax
Tax preparation and representation services.
TX · 1 advisor
E•• A••••• I••Insurance
Insurance and P&C brokerage
KS · 1 advisor
E••• N••••••••• G••••Operating company
N••••••••• group for young professionals meeting monthly.
NY · 1 advisor
E••••••• I••• P•••••• L••Investment vehicle
Passive LLC subscribing to and holding Blue Foundry Bancorp common shares
FL · 1 advisor
E•••••• L••Real estate
Rental and investment property
NJ · 1 advisor
E•••••••• A•••••••Education
Program educating students and educators on the stock market, goods and services, inflation, economic growth.
TN · 1 advisor
E••••••••• F••••••••• O• W••••••••Nonprofit
501(c)(3) raising and distributing funds for education in the Watertown Area School District
WI · 1 advisor
E•••••••• L••Operating company
Franchise retail services
CA · 1 advisor
E•• H•••••••••Consulting
Designs, engineers and delivers prefabricated modular smart patient rooms (MedModular) and modular construction consulting for hospitals and healthcare facilities.
NY · 1 advisor
E•• C••••• L••Operating company
Sells estate jewelry online
MI · 1 advisor
E• M•••• L••Real estate
Purchases and manages real estate
SC · 1 advisor
E••••••• C••• R••••• C••••Real estate
Rental property
NY · 1 advisor · formed 2024
E••••••• F•••••••• S•••••••Practice brand
DBA for LPL Business
CA · 1 advisor
E•••• L••Type not stated
TX · 1 advisor
E•••••• C•••••••• H•••••• L••Type not stated
CA · 1 advisor
E••••••• F•••••••• M•••••••••Insurance
Life insurance and annuities
WA · 1 advisor
E••••• P••• L••Operating company
Sells commodity and household products online (tea, sugar, paper plates, cups, cleaning supplies)
VA · 1 advisor
E•••• L••• L••Insurance
Fixed insurance
CA · 1 advisor
E•••• G••••• L•••••• I••Lending, banking or benefits
Residential and commercial real estate mortgage lending
CA · 1 advisor
E••••••• N••••••Nonprofit
Organization bringing women together to support and build them up
NY · 1 advisor
E••• C•••••• A••••• A•••••Education
Fundraising and planning for E••• college reunion
MA · 1 advisor
E•••••• L••Operating company
Inactive social media channel for family
MI · 1 advisor
E••••• L••• C••••••• L••Real estate
acquires real estate, maximizes highest and best use, holds long term or disposes
AL · 1 advisor
E••••••• A•••••• L••Operating company
Personal development tools and techniques for women undergoing stress
VA · 1 advisor
E•••••• S••••• C••••••• L••Practice brand
DBA/trade name for LPL Enterprise investment products and services
CA · 1 advisor
E••••••• 1•• o• A••••••Nonprofit
Young professional auxiliary of 100 Black Men of A••••••, enhancing mentoring and tutoring programs
GA · 1 advisor
E•••••••• F••••• M••••• • A••••••••• L••Insurance
sells P&C, Life, Accident and Health insurance
NY · 1 advisor
E•••••• R••••••Insurance
Sale of group health insurance plans for small business clients
IL · 1 advisor
E•• D••••••• a•• E••••••••• L••Construction
Construction/Engineering; dirtwork and excavation
LA · 1 advisor
E••••••• P••••• H••••Restaurant and hospitality
Restaurant.
MN · 1 advisor
E••••• T••••••• F•••••••••Nonprofit
Hospice services
FL · 1 advisor
E••••• S••••• A•••••••• L••Consulting
Teaching/coaching
CA · 1 advisor
E•••••••• L••• C••••••Insurance
CA · 1 advisor
E•••••••• T• R•••••Insurance
Selling life insurance and annuities
TN · 1 advisor
E••••••••• B••••••• E•••••••••Operating company
Author/Speaker
AZ · 1 advisor
E•• W••••• M•••••••••Insurance
LIFE, ACCIDENT & HEALTH INSURANCE PRODUCTS WITH VARIOUS COMPANIES
NY · 1 advisor
E•• S•••••• L••Operating company
Thoroughbred horse management
CA · 1 advisor

The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.

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