DFX Intelligence
Advisors’ outside businesses
Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.
CompaniesWhat is listedA company appears here only when an advisor’s own disclosure names it and the disclosure has been reviewed. Personal items (a trusteeship for a relative, a home, a side job) are never listed. The advisor count is every registered advisor whose disclosure names a company with this exact name in this state.
3,469 reviewed
- Enabler PROperating companyCA · 1 advisor
- MI · 1 advisor
- CA · 1 advisor
- NC · 1 advisor
- IA · 1 advisor
- E•••••••• D•••••• o• R••••••••Religious organisationUmbrella organization for E•••••••• churches in R•••••••• and the Finger LakesNY · 1 advisor
- e•••• y••• 2•Type not statedSC · 1 advisor
- e•••• y••• 3• l••Type not statedSC · 1 advisor
- e•••• y••• 4• l••Type not statedSC · 1 advisor
- e•••• y••• 5• l••Type not statedSC · 1 advisor
- e•••• y••• 6• l••Type not statedSC · 1 advisor
- e•••• y••• 7• l••Type not statedSC · 1 advisor
- e•••• y••• l••Type not statedSC · 1 advisor
- E••••• W••••• M•••••••••InsuranceInsurance agency selling insurance products to individuals and businessesFL · 1 advisor
- TX · 1 advisor
- CA · 1 advisor
- WA · 1 advisor
- NC · 1 advisor
- FL · 1 advisor
- NJ · 1 advisor
- E••••• a•• B••••••• P••••••• C•••••• o• B•••• R••••• L••••••••NonprofitProfessional council of estate planning practitioners exchanging ideasLA · 1 advisor
- MA · 1 advisor
- FL · 1 advisor
- E••••••• E•••••••••Operating companyMD · 1 advisor
- E•••••• L••Operating companyWebsite-based study abroad travel agency helping students book trips and activitiesFL · 1 advisor
- E••• E•• E••••••••• L••Operating companyCreates, manufactures and sells children's toys, figurines, stuffed animals and collectiblesTX · 1 advisor
- CA · 1 advisor
- OH · 1 advisor
- WA · 1 advisor
- FL · 1 advisor
- TX · 1 advisor
- CA · 1 advisor
- TX · 1 advisor
- MD · 1 advisor
- E•••••••• H••• C••• o• A••••••HealthcareGA · 1 advisor
- UT · 1 advisor
- TX · 1 advisor
- IL · 1 advisor
- AZ · 1 advisor
- E•••••• H•••••••••Type not statedMA · 1 advisor
- CA · 1 advisor
- IL · 1 advisor
- NY · 1 advisor
- NY · 1 advisor
- IL · 1 advisor
- NY · 1 advisor · formed 2012
- F•••••• C••••• E•••••••• O•••••Civic or governmentVA · 1 advisor
- VA · 1 advisor
- NJ · 1 advisor
- F•••••••• P••• C•••••••••Nonprofit501(c)(3) non-profit that leads and supports efforts to improve Philadelphia's parksPA · 1 advisor
The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.