DFX Intelligence

Advisors’ outside businesses

Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.

Companies

3,469 reviewed

HOLY NAME HIGH SCHOOLEducation
Co-ed Catholic high school
OH · 1 advisor
Holy Partners LLCOperating company
Retail franchise
FL · 1 advisor
HOME 101-707 LLCReal estate
Owns a studio unit rented on digital platforms
FL · 1 advisor
H••• G•••• U•••••••Operating company
Independent record label producing music and selling albums and merchandise
OH · 1 advisor
H••• P•••• G•••••••• L••Type not stated
CT · 1 advisor · formed 2021
H••• R•••• G••••Real estate
Manages the advisor's 3 condos / rental properties
TX · 1 advisor
h•••••••••Real estate
Representing buyers and sellers on property contracts
FL · 1 advisor
H•••• 4• U• L••Real estate
Real estate investment and management company
FL · 1 advisor
H•••• O••••••• M••••••••• E•••••••• •••••Education
H••••chool co-op where families work together to provide classes
VA · 1 advisor
H•••• w••• H•••Nonprofit
CT · 1 advisor · formed 1983
H•••••••Nonprofit
FL · 1 advisor
H•• A•• L•• L••Real estate
Real estate owner
NY · 1 advisor
H•••• B••• P••••••••• L••Real estate
Commercial real estate investment held with 7 family members
TX · 1 advisor
H••• M••••••••• L••Restaurant and hospitality
Real estate and hospitality company / winery in Napa, CA
CA · 1 advisor
H•••••••• N••• S••••• D•••••••Civic or government
Local public school district
NH · 1 advisor
H•••••••• P••••• S••••• D•••••••Civic or government
Public school system
NH · 1 advisor
H•••••••• P••••• S•••••• F•••••••••Nonprofit
Fundraising for public school needs not covered by the town tax base
NH · 1 advisor
H••••••• C••••••• L••Operating company
Lacrosse coaching services to high school teams and individual athletes
ID · 1 advisor
H•••• G••••••••• T•••••••• F•••••••••Nonprofit
Charitable foundation supporting the college's programs, students, faculty and staff
SC · 1 advisor
H•••••• I•• F•••••••••Nonprofit
Supports the H•••••• ISD through grants, programs and events
TX · 1 advisor
H•••••• M••••••••• C•••••• o• J••• • J••• o• A••••••Nonprofit
TX · 1 advisor
H•••••• Y•••• C•••Nonprofit
501(c)(7) yacht club that exists on behalf of the members and volunteers
TX · 1 advisor
H••• R••••• L••Real estate
Purchases rental properties
PA · 1 advisor
H•• F•••••• L••Real estate
Real estate
ME · 1 advisor
H• S••••• L••Real estate
LLC holding a rental property
NY · 1 advisor · formed 2025
H•••••• F••••• I•••••••••Real estate
Rental
MO · 1 advisor
H•••••• I•••Technology
Technology
NC · 1 advisor
H••••• G••••• C•••Nonprofit
donates toward city beautification and gives scholarships/grants
OH · 1 advisor
H•••• I••••••• 4•••Lending, banking or benefits
Fee based 401k plan
NY · 1 advisor
H••••• C••Nonprofit
Animal shelter
NY · 1 advisor
H••• R••• E••••• E••Real estate
Real estate sales/transactions
NY · 1 advisor
H••••• T•• S•••••••Accounting and tax
Tax services for individuals and businesses
VA · 1 advisor
H•••••••• H••••••• 9•• L••Holding company
Non operating company holding investments as part of the family estate plan
FL · 1 advisor
H•••••••• H•••••• I•••••••••Nonprofit
Supports HS boys basketball
NY · 1 advisor · formed 2023
H••••• a•• f••• l••• l••Operating company
Family owned food distribution company
FL · 1 advisor
H•••••••• H•••• L••Real estate
Real estate rental
MI · 1 advisor
H•••••••• P•••••• R••••• L•Holding company
Partnership holding a brokerage account and outside real estate holdings
TX · 1 advisor
H•••• E•••••••••Type not stated
NJ · 1 advisor
I•••••••• I•••••••• S•••••••Insurance
Business entity for tax/investment purposes only
CA · 1 advisor
I••••• V•••• D•••• L••Real estate
Real estate; property management
NY · 1 advisor
i••••••• N•••••••Technology
Information Technology
NY · 1 advisor
I•• S•••••••••Construction
Sale and distribution of BuildBlock Insulated Concrete Forms for residential and commercial projects
ME · 1 advisor
I••• F•••••••• P•••••••• L••Advisory / wealth firm
Financial and retirement planning, fee based
TX · 1 advisor
I••• H••• B••••Nonprofit
FL · 1 advisor
I••••••• S•••••• B•••••••• C••••Healthcare
Medical device company
OH · 1 advisor
I•••• I•••••••••Technology
Software platform using AI to manage investments for individuals
WY · 1 advisor
I•••••• N• C••••• •••••• o• C••••••Religious organisation
C••••• serving its community through volunteer community service activities
CA · 1 advisor
I••• C• I••••••••• S•••••••Practice brand
DBA for LPL business
CA · 1 advisor
I••• C•••••• L••Real estate
Investment properties managed by spouse
TX · 1 advisor
I••••••••• C••••••••• C••••••• C••••• D•••••••Religious organisation
C••••••• C•••••
MO · 1 advisor

The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.

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