DFX Intelligence
Advisors’ outside businesses
Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.
CompaniesWhat is listedA company appears here only when an advisor’s own disclosure names it and the disclosure has been reviewed. Personal items (a trusteeship for a relative, a home, a side job) are never listed. The advisor count is every registered advisor whose disclosure names a company with this exact name in this state.
3,469 reviewed
- Immoben Investment AGHolding companyPersonal investment company holding real estate, a hospitality business stake and direct company investmentsNJ · 1 advisor
- FL · 1 advisor
- CA · 1 advisor
- IL · 1 advisor
- I••••••••• C•••••• L••Investment vehiclePrivate family investment vehicle with diversified investments in private ventures.PR · 1 advisor
- I••••••••• P••••••••• C•••••Religious organisationTN · 1 advisor
- MI · 1 advisor
- CT · 1 advisor
- CT · 1 advisor
- WA · 1 advisor
- I••• H•••••• H••NonprofitNonprofit providing essential hygiene items to families in central Indiana.IN · 1 advisor
- IN · 1 advisor
- CA · 1 advisor
- KS · 1 advisor
- I••••••• M• C••••••••• L••Real estateEstablished to purchase real estate to sell or rent; no property purchased yetGA · 1 advisor
- I••••• V•••••••• I•••Operating companyChildren's hair salon, birthday parties, private events, and haircuts for adults/teenagersNY · 1 advisor · formed 2023
- NJ · 1 advisor
- i••••••••• g••••• a•••••••Real estateReal estate holding company; occasionally buys and sells own propertiesCA · 1 advisor
- I••••• t•• B•• L••Operating companyKS · 1 advisor
- I•••••••• f•• P•••••••• A•••••••••NonprofitTrade organization for the alternative investment industryDC · 1 advisor
- UT · 1 advisor
- I•••••••• M•••••••• S••••••••• L•••InsuranceSells insurance, primarily fixed annuities and life insurance, and lead generationAZ · 1 advisor
- KY · 1 advisor
- I••••••••• T•••••••• L••Operating companyMN · 1 advisor
- NY · 1 advisor · formed 2024
- I•••••••• L••• • A••••••••InsurancePA · 1 advisor
- TX · 1 advisor
- FL · 1 advisor
- AZ · 1 advisor
- AZ · 1 advisor
- I••••••••• W••• • F••• S•••••• o• L••••• T•••••• C••••••NonprofitNon-profit social club for wine and food tastingsCA · 1 advisor
- I••••••••• T••••••• P•••••••EducationMA · 1 advisor
- NJ · 1 advisor
- AZ · 1 advisor
- TX · 1 advisor
- PA · 1 advisor
- I•••••••• P•••••••• L••• I•••••••• C••••••Type not statedPrivate placement insurance; investment operationsAZ · 1 advisor
- NC · 1 advisor
- I••••••• I••••••••• L••Real estateRental property management of a multi family and building new homesNJ · 1 advisor
- OR · 1 advisor
- OH · 1 advisor
- NC · 1 advisor
- NC · 1 advisor
- OH · 1 advisor
- AZ · 1 advisor
- GA · 1 advisor
- GA · 1 advisor
- NY · 1 advisor
- I• H•••••HealthcareIN · 1 advisor
- CT · 1 advisor · formed 2025
The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.