DFX Intelligence
Advisors’ outside businesses
Companies registered advisors disclosed as outside business on Form U4, each looked up as a company in public records. Reviewed for advisors in the recruiting lists first; more are added as their disclosures are reviewed.
CompaniesWhat is listedA company appears here only when an advisor’s own disclosure names it and the disclosure has been reviewed. Personal items (a trusteeship for a relative, a home, a side job) are never listed. The advisor count is every registered advisor whose disclosure names a company with this exact name in this state.
3,469 reviewed
- CA · 1 advisor
- CA · 1 advisor
- J & W CARPET & UPHOLSTERY CLEANERSOperating companyCarpet and upholstery cleaning; husband's businessCA · 1 advisor
- TX · 1 advisor
- J• B• W• F••••• L•••••• P••••••••• I••Holding companyCA · 1 advisor
- WI · 1 advisor
- J• M• • N• S• M• F••••••••• I•••NonprofitCharitable family foundation that annually disburses funds to charities chosen by the boardCT · 1 advisor
- SC · 1 advisor
- NJ · 1 advisor
- WA · 1 advisor
- WA · 1 advisor
- NJ · 1 advisor
- OH · 1 advisor
- J••• P••••••••• I••••••••• L••Investment vehicleInactive entity set up for future use of investmentsNJ · 1 advisor
- ME · 1 advisor
- ME · 1 advisor
- J•• Y•••••• L••Type not statedWA · 1 advisor
- LA · 1 advisor
- FL · 1 advisor
- CA · 1 advisor
- J••• S••••••••• L••Holding companyPublishes children's books; holds and licenses intellectual property; holds tangible property including inherited assets.TX · 1 advisor
- NC · 1 advisor
- CA · 1 advisor
- CO · 1 advisor
- FL · 1 advisor
- FL · 1 advisor
- FL · 1 advisor
- AL · 1 advisor
- J•••• R•••• H•••• F•••••••••NonprofitSanctuary and rehabilitation for retired racehorses; vocational training program for inmatesCA · 1 advisor
- FL · 1 advisor
- PR · 1 advisor
- FL · 1 advisor
- J•• W••••• M•••••••••Practice brandDBA for financial securities business conducted through B. Riley Wealth ManagementNC · 1 advisor
- CA · 1 advisor
- PA · 1 advisor
- CA · 1 advisor
- FL · 1 advisor
- J••• F•••••••••NonprofitMA · 1 advisor
- MA · 1 advisor
- J••••• C••••• o• U•••••••• I•••Religious organisationNY · 1 advisor · formed 2010
- AZ · 1 advisor
- J••••• F••••• S•••••• o• C•••••• N•• J•••••NonprofitMental health counseling, food bank, home health aides for seniors, homelessness and Holocaust survivor services.NJ · 1 advisor
- J••••• F••••••••• o• G•••••• N•••••NonprofitFL · 1 advisor
- NY · 1 advisor
- NY · 1 advisor
- IN · 1 advisor
- IA · 1 advisor
- TX · 1 advisor
- GA · 1 advisor
- NJ · 1 advisor
The company names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.